Compliance Officer in Midlothian

Compliance Officer in Midlothian

Midlothian Full-Time 72000 - 88000 £ / year (est.) Home office (partial)
Franklin Templeton

At a Glance

  • Tasks: Support compliance activities and provide advisory support to business teams.
  • Company: Franklin Templeton, a forward-thinking asset manager with a diverse culture.
  • Benefits: Inclusive work environment, flexible working options, and opportunities for personal growth.
  • Other info: Dynamic role with excellent career development opportunities in a supportive atmosphere.
  • Why this job: Join a global team tackling complex regulatory challenges and make a real impact.
  • Qualifications: Degree in relevant field and compliance experience in asset management.

The predicted salary is between 72000 - 88000 £ per year.

At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking asset manager, we build dynamic relationships with clients, understand their goals, and navigate complex markets together. We leverage cutting edge strategies and deep insights to unlock opportunities for long term wealth creation.

Our talented, global teams bring expertise that is both broad and unique. From our welcoming, inclusive, and supportive culture to our globally diverse business, we offer opportunities not only to help you reach your potential, but also to contribute to our clients’ success.

About the department

Global Compliance is a global team of more than 100 professionals who help Franklin Templeton manage compliance risk and maintain adherence to applicable laws, regulations, industry standards, and codes of conduct. The team partners closely with business, risk, legal, and audit functions to protect the firm’s reputation and support its long-term success.

How you will add value

  • Provide compliance advisory support to business teams and senior management.
  • Maintain the compliance framework for UK entities.
  • Monitor regulatory developments across Europe, the Middle East, and Africa (EMEA).
  • Prepare regulatory impact assessments and business guidance.
  • Develop management information for boards and governance committees.
  • Partner with Legal and Internal Audit on control matters.
  • Support regulatory implementation projects.
  • Collaborate with Risk Management, Fund Accounting, Legal, Sales, and Product teams.
  • Contribute to international compliance initiatives.

What will help you be successful in this role

  • Experience, Education & Certifications
    • Degree in Economics, Finance, Law, or a related discipline.
    • Compliance experience within asset management.
    • Experience working within the UK regulatory environment.
  • Technical Skills
    • Strong knowledge of UK investment management regulations.
    • Knowledge of Undertakings for Collective Investment in Transferable Securities (UCITS).
    • Knowledge of Alternative Investment Fund Managers Directive (AIFMD).
    • Knowledge of Markets in Financial Instruments Directive (MiFID).
    • Understanding of operational resilience, reporting, and outsourcing regulations.
    • Proficiency in Microsoft Office applications.
  • Soft Skills
    • Strong analytical and problem-solving abilities.
    • Excellent written and verbal communication skills.
    • Ability to build trusted stakeholder relationships.
    • Collaborative and team-oriented mindset.
    • Strong organizational and prioritization skills.
    • Ability to work independently and exercise sound judgment.

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

As part of our commitment to fostering a diverse and inclusive work environment, we welcome applicants with flexible working arrangements in their current roles or those seeking a flexible working pattern. We encourage you to communicate any preferences for flexible working so that we can consider this during our hiring process. Additionally, returners – individuals who have taken a break from work – are also encouraged to explore our job opportunities.

As a registered UK Disability Confident Committed Employer, we encourage you to disclose if you consider yourself to have a disability as part of your application. This information enables us to provide the necessary support and leverage your unique talents effectively.

Summary

Location: Edinburgh, United Kingdom
Type: Full time

Compliance Officer in Midlothian employer: Franklin Templeton

Franklin Templeton is an exceptional employer, offering a vibrant work culture in the heart of London that fosters collaboration and innovation. Employees benefit from comprehensive professional development opportunities, enabling them to grow their careers while engaging with senior stakeholders in a dynamic market environment. With a commitment to diversity and inclusion, Franklin Templeton provides a supportive atmosphere where every team member can thrive and make a meaningful impact.

Franklin Templeton

Contact Details:

Franklin Templeton Recruitment Team

We think you need these skills to ace Compliance Officer in Midlothian

Compliance Advisory Support
Knowledge of UK Investment Management Regulations
Understanding of UCITS
Understanding of AIFMD
Understanding of MiFID
Regulatory Impact Assessments
Proficiency in Microsoft Office Applications