At a Glance
- Tasks: Oversee FCA Connect applications and maintain accurate regulatory records.
- Company: A growing wealth management firm in the UK with remote flexibility.
- Benefits: Remote work, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a real impact in compliance within financial services.
- Qualifications: Strong FCA experience, excellent communication skills, and ability to work independently.
- Other info: Proactive and organised individuals will thrive in this role.
The predicted salary is between 36000 - 60000 Β£ per year.
A growing wealth management firm in the UK seeks a Compliance Manager to oversee FCA Connect applications and ensure accurate regulatory records. The position offers remote flexibility and involves supporting compliance registers and resolving complaints.
Ideal candidates will have:
- Strong FCA experience
- Excellent communication skills
- The ability to work autonomously while providing compliance guidance to teams
This role requires a proactive and organised individual with a solid understanding of the regulatory framework and experience in financial services.
Remote Compliance Analyst - Wealth Management & FCA Connect employer: Fram Search
Contact Detail:
Fram Search Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Remote Compliance Analyst - Wealth Management & FCA Connect
β¨Tip Number 1
Network like a pro! Reach out to people in the wealth management and compliance sectors. Use LinkedIn to connect with industry professionals and join relevant groups. You never know who might have the inside scoop on job openings!
β¨Tip Number 2
Prepare for virtual interviews by practising common questions related to FCA regulations and compliance. Make sure you can articulate your experience clearly and confidently. We recommend setting up mock interviews with friends or using online platforms to get comfortable.
β¨Tip Number 3
Showcase your skills! Create a portfolio or a presentation that highlights your previous compliance work, especially any experience with FCA Connect applications. This will help you stand out and demonstrate your proactive approach to potential employers.
β¨Tip Number 4
Donβt forget to apply through our website! Weβve got loads of resources to help you land that Compliance Manager role. Plus, applying directly shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Remote Compliance Analyst - Wealth Management & FCA Connect
Some tips for your application π«‘
Tailor Your CV: Make sure your CV highlights your FCA experience and any relevant compliance roles you've held. We want to see how your background aligns with the responsibilities of the Compliance Manager position.
Craft a Compelling Cover Letter: Use your cover letter to showcase your communication skills and explain why you're the perfect fit for this role. We love seeing candidates who can articulate their passion for compliance and financial services.
Showcase Your Organisational Skills: In your application, give examples of how you've managed compliance registers or resolved complaints in the past. Weβre looking for proactive individuals who can demonstrate their ability to work autonomously.
Apply Through Our Website: We encourage you to submit your application through our website. Itβs the best way for us to receive your details and ensures youβre considered for the role. Donβt miss out on this opportunity!
How to prepare for a job interview at Fram Search
β¨Know Your FCA Inside Out
Make sure you brush up on your knowledge of the FCA regulations and compliance frameworks. Be prepared to discuss how your experience aligns with these regulations, as this will show that you understand the role's requirements and can hit the ground running.
β¨Showcase Your Communication Skills
Since this role involves providing compliance guidance to teams, practice articulating complex regulatory concepts in simple terms. Think of examples from your past where you've successfully communicated compliance issues or resolved complaints, as this will demonstrate your ability to engage effectively with others.
β¨Demonstrate Proactivity and Organisation
Prepare to share specific instances where you've taken the initiative in your previous roles. Highlight how youβve managed compliance registers or tackled challenges independently, as this will illustrate your proactive nature and organisational skills.
β¨Ask Insightful Questions
At the end of the interview, donβt shy away from asking questions about the companyβs compliance culture or how they handle FCA Connect applications. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.