Part-Time Compliance Officer & MLRO (SMF16 & SMF17) An ideal candidate must hold a relevant FCA-recognized regulatory qualification 2 days a week Fram are working with a boutique Wealth Manager based in London. Due to a retirement, they are seeking a Part-Time Compliance Officer and MLRO to join their team, holding key roles within our FCA-regulated business as SMF16 and SMF17. This is a unique opportunity to maintain the current compliance landscape of the company that leverages advanced quantitative models to provide top-tier wealth management services to a select group of high-value retail clients. The firms’ innovative processes go beyond traditional advisory models, focusing on achieving excellent client outcomes. Key Responsibilities : Hold the designated FCA functions of SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer). Provide part-time leadership in compliance, ensuring the business not only meets but exceeds regulatory standards. Oversee regulatory compliance with a focus on our unique quantitative processes that differ from traditional models. Lead compliance-related business projects and changes, including a major initiative to upgrade our back-office and front-office data management systems. Inspire a culture of client service excellence within our operational teams, motivating them to exceed expectations. Take charge of t…
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Fram Search Recruiting Team