Director, Regulatory & Quality Compliance in Bath, Somerset

Director, Regulatory & Quality Compliance in Bath, Somerset

Bath +1 Full-Time 60000 - 90000 Β£ / year (est.) No working from home possible
Fram Executive Search Limited

At a Glance

  • Tasks: Support advisers and operational teams while enhancing compliance processes.
  • Company: A growing financial planning firm focused on effective operations.
  • Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
  • Other info: Collaborative environment with a focus on supporting colleagues.
  • Why this job: Join a dynamic team and make a real difference in compliance and quality.
  • Qualifications: Experience in compliance management and a passion for process improvement.

The predicted salary is between 60000 - 90000 Β£ per year.

Fram is working with a growing financial planning firm that is looking to engage a Compliance Manager to support its advisers, operational teams, and wider business. While compliance sits at the heart of the role, the position is broader than a traditional monitoring function and will suit someone who enjoys improving processes, supporting colleagues, and helping a business operate effectively.

Locations

BathSomerset

Director, Regulatory & Quality Compliance in Bath, Somerset employer: Fram Executive Search Limited

Fram is an excellent employer that fosters a collaborative and supportive work culture, where compliance professionals can thrive while making a meaningful impact on the financial planning sector. With a strong emphasis on employee growth and development, the firm offers numerous opportunities for professional advancement, alongside competitive benefits that enhance work-life balance. Located in a vibrant area, employees enjoy a dynamic environment that encourages innovation and teamwork.

Fram Executive Search Limited

Contact Details:

Fram Executive Search Limited Recruitment Team

We think you need these skills to ace Director, Regulatory & Quality Compliance in Bath, Somerset

Compliance Management
Process Improvement
Operational Support
Regulatory Knowledge
Communication Skills
Team Collaboration
Analytical Skills