Director, Regulatory Affairs & Quality in Bath, Somerset

Director, Regulatory Affairs & Quality in Bath, Somerset

Bath +1 Full-Time 60000 - 80000 Β£ / year (est.) No working from home possible
Fram Executive Search Limited

At a Glance

  • Tasks: Support advisers and operational teams while enhancing compliance processes.
  • Company: A growing financial planning firm focused on effective operations.
  • Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
  • Other info: Collaborative environment with a focus on supporting colleagues.
  • Why this job: Join a dynamic team and make a real difference in compliance and operations.
  • Qualifications: Experience in compliance and a passion for process improvement.

The predicted salary is between 60000 - 80000 Β£ per year.

Fram is working with a growing financial planning firm that is looking to engage a Compliance Manager to support its advisers, operational teams, and wider business. While compliance sits at the heart of the role, the position is broader than a traditional monitoring function and will suit someone who enjoys improving processes, supporting colleagues, and helping a business operate effectively.

Locations

BathSomerset

Director, Regulatory Affairs & Quality in Bath, Somerset employer: Fram Executive Search Limited

Fram is an exceptional employer that fosters a collaborative and supportive work culture, making it an ideal place for professionals seeking to make a meaningful impact in the financial planning sector. With a strong emphasis on employee growth and development, the firm offers numerous opportunities for advancement while encouraging innovative thinking and process improvement. Located in a vibrant area, employees benefit from a dynamic environment that promotes both personal and professional fulfilment.

Fram Executive Search Limited

Contact Details:

Fram Executive Search Limited Recruitment Team

We think you need these skills to ace Director, Regulatory Affairs & Quality in Bath, Somerset

Compliance Management
Process Improvement
Operational Support
Regulatory Knowledge
Communication Skills
Team Collaboration
Analytical Skills