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- Tasks: Lead a team to provide regulatory guidance and compliance oversight in financial services.
- Company: Join a dynamic company focused on compliance and regulatory excellence.
- Benefits: Enjoy a bonus scheme, life assurance, and a contributory pension plan.
- Why this job: Make a real impact by driving change and ensuring compliance in a fast-paced environment.
- Qualifications: Strong knowledge of UK financial regulations and experience in compliance management.
- Other info: Flexible working options after training and opportunities for personal development.
The predicted salary is between 36000 - 60000 £ per year.
Leading a team of two you will be operating as part of the second line of defense by providing regulatory technical and compliance oversight and practical guidance to the business. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan.
Your day to day will include:
- Providing expert and practical regulatory guidance to the business in relation to its products, systems, policies, processes and controls.
- Acting as the compliance SME on projects, governance committees and meetings.
- Analyzing and interpreting conduct risk and compliance MI, and sharing insights.
- Providing support to business areas on how to appropriately resolve any identified compliance issues, including root cause analysis and remediation.
- Maintaining a deep understanding of UK financial services regulation, and upcoming regulatory changes, producing summaries for all employees and defining next steps.
- Providing support and training to staff on how to comply with relevant requirements in the context of issues raised during normal business activities.
- Producing timely, accurate and insightful compliance reporting for senior management and governance forums.
Working hours are 35 hours a week Monday to Friday. Start times can vary from 8am to 9.30am. After a successful training period there is flexibility to work from home up to 3 days a week.
What we require:
- Excellent knowledge of regulatory and conduct risk management practices in financial services.
- The ability to take a pragmatic risk-based approach on decisions that impact the business.
- Strong understanding of UK financial services regulations.
- Ability to lead, motivate and develop teams, including conflict resolution and building trust.
- Solution and delivery focused, with high energy and drive, and ability to deliver through others.
- Innovative and able to drive change to strengthen policies, processes and procedures.
- Excellent planning and report writing skills.
- Experienced in overseeing compliance issue management and remediation activities and understanding appropriate root cause analysis practices.
What we offer you:
- Company Bonus up to 10% dependent on your performance and company performance.
- Life Assurance (4x pensionable earnings).
- Contributory Pension scheme (company contribute up to 10%).
Compliance Specialist in Bromley employer: Foresters Financial UK
Contact Detail:
Foresters Financial UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist in Bromley
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for new opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK financial services regulations. Be ready to discuss how you've tackled compliance issues in the past and how you can bring that expertise to the table.
✨Tip Number 3
Showcase your leadership skills! If you’ve led teams before, be sure to highlight those experiences during interviews. Talk about how you motivated your team and resolved conflicts to drive compliance initiatives.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Compliance Specialist in Bromley
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the Compliance Specialist role. Highlight your experience with regulatory guidance and compliance oversight, and don’t forget to mention any relevant projects you've led or been a part of.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our team. Share specific examples of how you've tackled compliance issues or driven change in previous roles.
Showcase Your Skills: We want to see your planning and report writing skills in action. If you have any reports or summaries you've created that demonstrate your understanding of UK financial services regulations, consider including them as part of your application.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Foresters Financial UK
✨Know Your Regulations
Make sure you brush up on UK financial services regulations before the interview. Being able to discuss recent changes and how they impact compliance will show that you're not just knowledgeable but also proactive in your field.
✨Showcase Your Leadership Skills
Since you'll be leading a team, prepare examples of how you've motivated and developed others in previous roles. Think about specific situations where you resolved conflicts or built trust within a team—these stories will resonate well.
✨Be Solution-Oriented
During the interview, focus on your ability to drive change and deliver solutions. Share instances where you've successfully implemented new policies or processes, and highlight your innovative approach to overcoming challenges.
✨Prepare for Compliance Scenarios
Expect scenario-based questions related to compliance issue management and root cause analysis. Practise articulating your thought process on how you would handle specific compliance challenges, as this will demonstrate your practical understanding of the role.