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- Tasks: Ensure compliance with FCA/PRA regulations and advise clients on their business strategies.
- Company: Leading wealth management platform provider in Greater London.
- Benefits: Full-time role in a dynamic environment focused on empowering individuals.
- Why this job: Join a team that shapes the future of investment and client success.
- Qualifications: Significant regulatory expertise and strong communication skills.
- Other info: Opportunity to build lasting client relationships in a fast-paced setting.
The predicted salary is between 48000 - 72000 £ per year.
A leading wealth management platform provider in Greater London is seeking a Senior Manager for Regulatory Advisory. This role entails ensuring compliance with FCA / PRA regulations and advising clients on their business propositions. The position offers a full-time opportunity in a dynamic environment dedicated to empowering individuals to invest in their future.
Responsibilities
- Ensure compliance with FCA / PRA regulations.
- Advise clients on their business propositions.
Qualifications
- Significant regulatory expertise.
- Effective communication skills.
- Ability to build strong client relationships.
Senior Regulatory Advisory Lead – FCA/2LOD Compliance in London employer: FNZ
Contact Detail:
FNZ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Advisory Lead – FCA/2LOD Compliance in London
✨Tip Number 1
Network like a pro! Reach out to industry professionals on LinkedIn or attend relevant events. Building connections can open doors to opportunities that aren’t even advertised.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show them you’re not just another candidate; demonstrate your understanding of FCA/PRA regulations and how they impact their business.
✨Tip Number 3
Practice your pitch! Be ready to explain how your regulatory expertise can benefit their clients. Tailor your responses to highlight your experience in building strong client relationships.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Regulatory Advisory Lead – FCA/2LOD Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your significant regulatory expertise and effective communication skills. We want to see how your experience aligns with the role, so don’t be shy about showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Regulatory Advisory Lead position. We love seeing genuine enthusiasm for the role and the company, so let your personality come through.
Showcase Client Relationship Skills: Since building strong client relationships is key, include examples in your application that demonstrate your ability to connect with clients. We want to know how you’ve successfully advised clients in the past!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen to join our team!
How to prepare for a job interview at FNZ
✨Know Your Regulations
Make sure you brush up on FCA and PRA regulations before the interview. Being able to discuss specific compliance issues and how they relate to the role will show that you're not just familiar with the regulations, but that you can apply them in real-world scenarios.
✨Showcase Your Advisory Skills
Prepare examples of how you've successfully advised clients in the past. Think about specific business propositions you've worked on and how your guidance led to positive outcomes. This will demonstrate your ability to build strong client relationships, which is key for this role.
✨Communicate Clearly
Effective communication is crucial in this position. Practice articulating complex regulatory concepts in a straightforward manner. You might even want to do a mock interview with a friend to refine your delivery and ensure you come across as confident and knowledgeable.
✨Understand the Company Culture
Research the wealth management platform provider and understand their mission and values. Tailor your responses to align with their culture, showing that you’re not only a fit for the role but also for the team. This can really set you apart from other candidates.
