Risk Analyst, Conduct & Governance

Role Description

The 1st line – Risk Analyst is required to support the implementation and application of the Risk Management Framework responsibilities, including but not limited to:

Specific Role Responsibilities

Process

• Support the Conduct and Governance risk analyst in applying conduct and governance practices across FNZ UK entities.
• Ensure prompt and accurate tracking of Conduct & Governance actions.
• Challenge and escalate Conduct Risk Events and causal themes to reduce reoccurrence.
• Respond professionally to client inquiries.
• Assist in producing Conduct Risk MI.
• Support the 1st Line Consumer Duty Executive Sponsor in identifying and mitigating foreseeable harms and cross-cutting rules.
• Identify efficiencies and process improvements related to quality and timeliness.
• Maintain Key Risk Metrics and Risk and Control Self Assessments (RCSAs).
• Collaborate with the business to improve the conduct risk control environment.
• Drive quality action plans for events and audits, ensuring timely completion.
• Support the 1st line Risk team with risk-related inquiries.
• Monitor regulatory landscape for upcoming changes impacting the company.
• Coordinate with Compliance for 2nd line reviews of activities (CMPs).

• Become a subject matter expert in the Firm\’s risk system used as the repository for Risk Event Information.

People

• Complete all mandatory training on time.

Governance

• Assist in producing materials for committees on conduct and governance matters.
• Ensure an audit trail of all activities related to the function.

Functional Area Responsibilities

• Support the Team purpose and ensure the Operational Risk & Control function delivers value and assurance.
• Promote a risk-aware culture within FNZ 1st line, especially regarding Conduct and Consumer Duty.
• Be proactive, organized, and suggest innovations and process improvements.
• Build and maintain relationships with key stakeholders and clients.
• Stay informed on sector-wide developments.
• Undertake other duties as assigned by 1st line Risk Managers.
• Ensure timely completion of mandatory training.
• Encourage openness and ethical decision-making within the team.

Experience required

The Risk Analyst should demonstrate competence and high performance in:

• High-standard written and verbal communication, with influencing and challenging skills.
• Effective communication at various levels within a regulated environment.
• Numeracy and literacy skills.
• Punctuality and ability to meet deadlines under tight time constraints.
• Analytical thinking.
• Skilled in conducting meetings and presentations.
• Strong attention to detail.
• Execution-focused mindset.
• Objectivity.
• Professionalism and diplomacy.
• Willingness to learn complex edicts, regulations, insurance products, and financial legislation.

Opportunities

• Work alongside multicultural teams of experts from day one, inspiring and challenging you.
• Be part of a successful, rapidly growing global business leading in financial services via cloud computing.
• Enjoy flexible, agile working arrangements.
• Receive remuneration, financial rewards, and career growth based on contribution and impact.
• Access global career opportunities across UK, EU, US, Canada, South Africa, and APAC offices.

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About FNZ

FNZ is committed to opening up wealth, enabling everyone to invest in their future on their terms. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations within a regulated financial institution. We partner with over 650 financial institutions and 12,000 wealth managers, managing US$1.5 trillion in assets, helping over 20 million people worldwide to invest in their future. #J-18808-Ljbffr