Compliance Manager
Compliance & Legal · London · Permanent · Hybrid
Reporting to the Head of Compliance, this person will play a key role in the delivery of Fluro's compliance framework, with a strong focus on providing hands‑on regulatory and compliance advice to the business alongside maintenance of the day-to-day compliance activities including delivery of the annual compliance monitoring plan. This role will suit someone that is comfortable applying their knowledge of regulation to real business use‑cases, who can think creatively and is eager to support the business in the delivery of its mission to create a lasting, positive change in the credit industry
Skills
Need to haves:
- Solid compliance experience gained within an FCA-regulated financial services firm (consumer credit or fintech experience an advantage)
- Good working knowledge of the UK regulatory framework, including Consumer Duty, SMCR, CONC and DISP
- Ability to provide clear, practical regulatory advice and constructive challenge to the business
- Experience conducting compliance monitoring and outcomes testing, and tracking remediation
- Excellent written and verbal communication skills
- Comfortable managing multiple priorities with strong attention to detail
Nice to haves:
- Experience with SMCR administration (certifications, fitness and propriety assessments)
- Exposure to financial crime frameworks (e.g. SAR review, MLRO support)
- Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk and Compliance
Job responsibilities
- Work cross-functionally to deliver pragmatic compliance advice, and ensure product and service changes comply with relevant FCA rules and regulations
- Conduct horizon scanning and provide balanced and practical advice to the business on new regulations
- Translate regulatory requirements into easy to understand internal policies that are fit for purpose
- Champion a customer focussed culture and provide pragmatic advice on Consumer Duty
- Act as a “critical friend” to the business, ensuring that the compliance team is viewed positively and engaged as appropriate
- Conduct compliance monitoring and outcomes testing, escalating findings and tracking remediation
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