At a Glance
- Tasks: Lead legal workstreams for a major retail investments project and provide regulatory advice.
- Company: Dynamic banking client focused on innovative retail investment solutions.
- Benefits: Competitive day rate, hybrid working options, and potential for permanent role.
- Other info: Collaborative culture with opportunities to work closely with senior stakeholders.
- Why this job: Make a real impact in a fast-paced environment while shaping retail investment strategies.
- Qualifications: UK-qualified lawyer with 5+ years PQE in financial services and retail investments.
Our banking client is seeking an experienced Retail Investments Lawyer to support the delivery and launch of a key strategic retail investments proposition. This is a hands-on interim assignment, offering the opportunity to lead a critical legal workstream for a major investments project end-to-end within a fast-paced, collaborative environment. The successful candidate will bring hands-on experience with the retail investments regulatory framework, including COBS, PROD, CASS oversight and ISA, SIPP and GIA wrappers, and will be able to hit the ground running from day one.
Start Date: ASAP
Duration: Initial 4 month contract with possibility to go permanent
Rate: £Day rate DOE
Full Time
Location: Hybrid/London. Flexibility for remote candidates will be considered
- Retail Investments Legal Support: Leading the legal workstream for a major retail investments project, taking ownership of an in-flight programme and driving delivery through to launch
- Regulatory Advice: Providing practical legal advice across the retail investments regulatory framework, including execution-only propositions and applicable FCA requirements
- Commercial Contracting: Drafting, reviewing and negotiating agreements with key third parties, including investment platforms, custodians, fund managers and technology providers
- Reviewing and finalising customer-facing investment documentation, including terms and conditions, disclosures and supporting legal documentation
- Working closely with compliance, product, operations and technology teams, as well as external legal advisers, to support delivery at pace
- Advising senior stakeholders on regulatory, legal and product matters, providing pragmatic solutions to support business objectives
Qualifications: UK-qualified lawyer, minimum 5+ years PQE with strong financial services regulatory and retail investments experience
Retail Investments Expertise: Strong working knowledge of the FCA retail investments framework, including COBS, PROD, CASS oversight and investment wrappers such as ISAs, SIPPs and General Investment Accounts (GIAs)
Interim Retail Investments Lawyer in London employer: Flex Legal
Our banking client offers a dynamic and collaborative work environment, making it an excellent employer for those looking to make a significant impact in the retail investments sector. With a focus on employee growth and flexibility, including hybrid working options, the company supports its team members in achieving their professional goals while navigating exciting legal challenges. Join us to be part of a forward-thinking organisation that values expertise and innovation in the financial services landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Interim Retail Investments Lawyer in London
✨Join Financial Networking Events
Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.
✨Utilise Temp Agencies Specialised in Finance
Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Flex Legal.
✨Connect with Alumni from Your Uni
Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.
✨Stay Active on Job Boards and Company Websites
Keep your eyes peeled on job boards specifically for finance roles. Companies like Flex Legal might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!
We think you need these skills to ace Interim Retail Investments Lawyer in London
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Flex Legal will be keen to see in your application.
Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Flex Legal. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Flex Legal confidence in your short-term commitment to the role.
How to prepare for a job interview at Flex Legal
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Flex Legal.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
✨Highlight Flexibility and Adaptability
For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Flex Legal that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.
