Compliance & Risk Officer in Taunton

Compliance & Risk Officer in Taunton

Taunton Full-Time No working from home possible
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Job Description

Our client, a well-established and highly regarded law firm, is seeking an experienced Compliance & Risk Officer to join their Taunton office.

This is a fantastic opportunity for a compliance professional to take ownership of a broad and varied remit.

The Role

Reporting into senior stakeholders within the firm, you'll play a key role in maintaining the firm's regulatory and risk standards, including:

  • Acting as AML Officer for the firm
  • Ensuring ongoing compliance with SRA regulations and the SRA Code of Conduct
  • Managing external audits, including the firm's Lexcel accreditation
  • Supporting ISO audits across multiple accreditations
  • Maintaining and developing the firm's Operating Manual, policies, and Risk Registers
  • Overseeing wider compliance documentation
  • Line managing and developing a team member, with scope to develop into a Team Leader role in time

About You

  • Demonstrable risk and compliance experience - ideally with at least 5 years in a similar role within legal services
  • Essential: experience with Lexcel audits
  • Desirable: experience across ISO accreditations
  • Strong working knowledge of the SRA Code of Conduct and regulatory framework
  • Previous experience managing or leading a team would be highly advantageous
  • A proactive, detail-focused approach with the confidence to take ownership of compliance processes

What's on Offer

  • Salary of Β£35,000 - Β£47,000
  • Full-time office-based role in Taunton
  • The chance to join a supportive team within a well-regarded law firm

Compliance & Risk Officer in Taunton employer: Flair for Recruitment

Join a dynamic and supportive Financial Planning firm that prioritises employee growth and development. With access to a dedicated Financial Planning Academy, you'll have the opportunity to fast-track your career towards Paraplanning and Financial Planning while enjoying a collaborative work culture and regular social events. This role not only offers a blend of technical and client-facing responsibilities but also ensures a fulfilling journey in the thriving financial services sector.

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Contact Details:

Flair for Recruitment Recruitment Team