At a Glance
- Tasks: Oversee client money and asset reconciliations while ensuring compliance with FCA regulations.
- Company: Join a leading international wealth management platform focused on delivering high-quality outcomes.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Make a real impact in a hands-on role within a growing firm that values your expertise.
- Qualifications: Strong knowledge of FCA CASS rules and experience in client money reconciliations required.
- Other info: Opportunity to lead a small team and contribute to strategic change initiatives.
The predicted salary is between 42000 - 84000 £ per year.
Are you a detail-oriented professional with expert knowledge of CASS regulations, looking to take the next step in your career? Our client, a leading international wealth management platform, is looking for a CASS Manager to join their team. This is a key role focused on overseeing the firm’s CASS risk and control framework, ensuring compliance with FCA regulations and supporting the delivery of high-quality outcomes for clients and advisers.
Key Responsibilities:
- Lead the day-to-day oversight of client money and asset reconciliations
- Maintain and enhance the firm’s CASS risk and control framework
- Monitor, identify, and escalate potential risks, breaches, or areas for improvement
- Coordinate and support internal and external CASS audits
- Produce and review CMAR returns and other regulatory reports
- Support and advise teams across the business on CASS-related matters
- Contribute to strategic change initiatives and ensure regulatory compliance is maintained
- Line manage a small team, supporting their development and performance
About you:
- Strong technical knowledge of FCA CASS rules (particularly chapters 1, 1A, 6, 7, 9, and 10)
- Proven experience with client money and asset reconciliations
- Strong understanding of risk management and regulatory frameworks
- Excellent communication and stakeholder engagement skills
- Highly organised, with strong analytical and problem-solving abilities
This is a fantastic opportunity for a CASS professional to join a dynamic and growing firm, with the chance to make a real impact in a hands-on, high-responsibility role. If this sounds like the right fit for you, we’d love to hear from you!
CASS Manager employer: Flair for Recruitment
Contact Detail:
Flair for Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Manager
✨Tip Number 1
Network with professionals in the wealth management sector, especially those who have experience with CASS regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the specific CASS regulations mentioned in the job description, such as chapters 1, 1A, 6, 7, 9, and 10. Being able to discuss these in detail during an interview will demonstrate your expertise and commitment to the role.
✨Tip Number 3
Prepare to showcase your experience with client money and asset reconciliations. Think of specific examples where you successfully managed these processes and be ready to explain how you identified and mitigated risks.
✨Tip Number 4
Highlight your leadership skills and experience managing teams. Be prepared to discuss how you've supported team development and performance in previous roles, as this is a key aspect of the CASS Manager position.
We think you need these skills to ace CASS Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a CASS Manager. Familiarise yourself with CASS regulations and the specific requirements mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in client money and asset reconciliations, as well as your knowledge of FCA CASS rules. Use specific examples that demonstrate your expertise and achievements in these areas.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention how your skills align with the key responsibilities and how you can contribute to the firm's CASS risk and control framework.
Proofread Your Application: Ensure that your application is free from spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a CASS Manager role.
How to prepare for a job interview at Flair for Recruitment
✨Showcase Your CASS Knowledge
Make sure to brush up on your understanding of FCA CASS rules, especially the specific chapters mentioned in the job description. Be prepared to discuss how you've applied this knowledge in previous roles and how it can benefit the company.
✨Demonstrate Risk Management Skills
Highlight your experience with identifying and managing risks, particularly in relation to client money and asset reconciliations. Use examples from your past work to illustrate your analytical and problem-solving abilities.
✨Prepare for Stakeholder Engagement Questions
Since excellent communication and stakeholder engagement skills are crucial for this role, think of instances where you've successfully collaborated with different teams or stakeholders. Be ready to discuss how you can support and advise teams on CASS-related matters.
✨Discuss Team Management Experience
If you have experience managing a team, be sure to talk about your approach to supporting their development and performance. Share specific examples of how you've motivated your team and contributed to their success.