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- Tasks: Review financial advice reports to ensure client interests are met and standards upheld.
- Company: Join Fisher Investments Europe, a leader in personalised financial services.
- Benefits: Enjoy 28 days leave, top-tier health plans, and a supportive work environment.
- Why this job: Make a real difference in clients' financial futures while growing your career.
- Qualifications: University degree and Level 4 qualification in Financial Planning required.
- Other info: Collaborative culture with ongoing training and employee appreciation events.
The predicted salary is between 36000 - 60000 £ per year.
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications:
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face-to-face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians. It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:
- 100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top up to full base pay for eligible employees.
- $10,000* fertility, hormonal health and family-forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER.
Private Client Advice Business Assurance Analyst in London employer: Fisher Investments
Contact Detail:
Fisher Investments Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Advice Business Assurance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching common questions for Business Assurance Analysts. Practise your responses, focusing on your experience with suitability reviews and FCA requirements. Confidence is key!
✨Tip Number 3
Don’t just wait for job postings! Be proactive and reach out directly to companies you admire, like Fisher Investments Europe. Express your interest and ask about potential openings – it shows initiative!
✨Tip Number 4
Make sure your online presence is top-notch. Update your LinkedIn profile to reflect your qualifications and experience in financial planning. And remember, apply through our website for the best chance at landing that dream job!
We think you need these skills to ace Private Client Advice Business Assurance Analyst in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as this will show us you understand what we're looking for.
Showcase Your Qualifications: Don’t forget to mention your qualifications, especially if you have a Level 4 Diploma in Financial Planning or any other relevant certifications. We want to see how your background aligns with our needs!
Be Clear and Concise: When explaining your experience, keep it straightforward. Use clear language to describe your past roles and responsibilities, especially those related to reviewing suitability reports. We appreciate clarity!
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Fisher Investments
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're well-prepared and understand the role.
✨Review Suitability Reports
Before the interview, take some time to review sample suitability reports. Familiarise yourself with what makes a good report and be ready to discuss how you would assess them. This will demonstrate your analytical skills and attention to detail.
✨Prepare Questions
Think of insightful questions to ask during the interview. This could be about the internal processes for reviewing reports or how the team collaborates on feedback. It shows your interest in the role and helps you gauge if it's the right fit for you.
✨Showcase Your People Skills
Since the role involves interacting with internal clients and providing feedback, be prepared to share examples of how you've effectively communicated complex issues in the past. Highlighting your dynamic people skills will set you apart from other candidates.
