At a Glance
- Tasks: Review financial advice reports to ensure client interests are met and standards upheld.
- Company: Join Fisher Investments Europe, a leader in personalised financial services.
- Benefits: Enjoy 28 days leave, top-tier health plans, and a supportive work environment.
- Other info: Collaborative culture with ongoing training and employee appreciation events.
- Why this job: Make a real difference in clients' financial futures while growing your career.
- Qualifications: University degree and Level 4 qualification in Financial Planning required.
The predicted salary is between 36000 - 60000 £ per year.
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications:
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face-to-face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians. It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:
- 100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top up to full base pay for eligible employees.
- $10,000 fertility, hormonal health and family-forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER.
Business Assurance Analyst - Private Client Advice in London employer: Fisher Investments
Fisher Investments is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong focus on employee growth, we provide comprehensive training and development opportunities, ensuring that our team members can advance their careers while enjoying a supportive culture that values communication and teamwork. Our office-based role also allows for potential hybrid work options, making it easier to balance professional and personal commitments.
StudySmarter Expert Advice🤫
We think this is how you could land Business Assurance Analyst - Private Client Advice in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those who work at Fisher Investments Europe. A friendly chat can open doors and give you insider info about the company culture and the role.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of FCA's COBS requirements. We want to see that you can explain complex financial concepts clearly and confidently, so practice makes perfect!
✨Tip Number 3
Show us your dynamic people skills! During interviews, be ready to demonstrate how you provide professional and courteous service to internal clients. Share examples from your past experiences where you’ve made a positive impact.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows us you’re genuinely interested in joining our team at Fisher Investments Europe.
We think you need these skills to ace Business Assurance Analyst - Private Client Advice in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as these are key for us at Fisher Investments Europe.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about providing top-notch financial advice and how your skills align with our mission of putting clients first.
Showcase Your Qualifications:Don’t forget to mention your qualifications, especially if you have Level 4 or Level 6 certifications. We love seeing candidates who are committed to their professional development!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Fisher Investments
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Prepare for Scenario Questions
Expect to be asked about how you would handle specific situations related to suitability reviews. Think of examples from your past experience where you've had to assess financial advice or provide feedback. This will help demonstrate your analytical skills and attention to detail.
✨Show Your People Skills
As a Business Assurance Analyst, you'll need to communicate effectively with internal clients and report writers. Practice articulating complex issues clearly and concisely, both in writing and verbally. This will highlight your dynamic people skills and ability to provide professional service.
✨Be Ready to Suggest Improvements
Fisher Investments values process improvement, so come prepared with ideas on how to enhance the suitability review process. Think about any inefficiencies you've noticed in previous roles and be ready to discuss how you could contribute to making things better.
