At a Glance
- Tasks: Review financial advice reports to ensure they meet client needs and regulatory standards.
- Company: Join Fisher Investments Europe, a leader in personalised financial services.
- Benefits: Enjoy 28 days leave, health benefits, gym subsidies, and a supportive work culture.
- Other info: Collaborative environment with ongoing training and employee appreciation events.
- Why this job: Make a real difference in clients' financial futures while growing your career.
- Qualifications: University degree and Level 4 qualification in Financial Planning required.
The predicted salary is between 36000 - 60000 £ per year.
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications:
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face-to-face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians.
It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:
- 100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top up to full base pay for eligible employees.
- $10,000* fertility, hormonal health and family-forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER.
Private Client Advice Business Assurance Analyst in City of Westminster employer: Fisher Investments
Fisher Investments is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong focus on employee growth, we provide comprehensive training and development opportunities, ensuring that our team members can advance their careers while enjoying a supportive culture that values communication and teamwork. Our office-based role also allows for potential hybrid work options, making it easier to balance professional and personal commitments.
StudySmarter Expert Advice🤫
We think this is how you could land Private Client Advice Business Assurance Analyst in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to current employees at Fisher Investments Europe on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by brushing up on FCA's COBS requirements. Show us you know your stuff about suitability reports and financial planning principles. Confidence is key!
✨Tip Number 3
Don’t just wait for job openings; be proactive! Keep an eye on our website and apply directly. We love seeing candidates who are eager and take the initiative.
✨Tip Number 4
Follow up after your interview with a thank-you email. It’s a simple gesture that shows your appreciation and keeps you fresh in our minds. Plus, it’s a great chance to reiterate your interest!
We think you need these skills to ace Private Client Advice Business Assurance Analyst in City of Westminster
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as this will show us you understand what we're looking for.
Showcase Your Qualifications:Don’t forget to mention your qualifications, especially if you have Level 4 or Level 6 certifications. We want to see how your education aligns with the requirements of the role, so make it clear!
Be Clear and Concise:When explaining your experience, keep it straightforward. Use bullet points where possible to make it easy for us to read. We appreciate clarity, especially when it comes to complex financial concepts.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Fisher Investments
✨Know Your Financial Stuff
Make sure you brush up on your understanding of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Review Suitability Reports
Before the interview, take some time to review sample suitability reports. Think about what makes a report compliant and effective. This will help you articulate your thoughts on what good advice looks like and how you would assess it in your role.
✨Prepare for Process Improvement Discussions
Fisher Investments values feedback and improvement, so come prepared with ideas on how processes could be enhanced. Think about your past experiences and how you've contributed to improvements in previous roles—this will demonstrate your proactive mindset.
✨Show Off Your People Skills
As a Business Assurance Analyst, you'll need to communicate effectively with internal clients and report writers. Practice explaining complex issues clearly and concisely, both in writing and verbally. This will highlight your dynamic people skills and ability to provide professional service.
