At a Glance
- Tasks: Review and assess financial advice reports to ensure client interests are met.
- Company: Join Fisher Investments Europe, a leader in personalised financial services.
- Benefits: Enjoy 28 days leave, health benefits, and a supportive work environment.
- Other info: Collaborative culture with ongoing training and career development opportunities.
- Why this job: Make a real impact by ensuring clients receive the best financial advice.
- Qualifications: University graduate with strong financial planning knowledge and people skills.
The predicted salary is between 36000 - 60000 £ per year.
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face-to-face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians.
Benefits
- 100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top up to full base pay for eligible employees.
- $10,000 fertility, hormonal health and family-forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
Fisher Investments Europe is an equal opportunity employer.
Private Client Advice Business Assurance Analyst employer: Fisher Investments UK
Fisher Investments Europe is an exceptional employer that prioritises employee well-being and professional growth, offering a collaborative work environment where your contributions are valued. With comprehensive benefits including 100% paid health premiums, generous annual leave, and a strong focus on training and development, you will thrive in a culture that supports your long-term goals while working in a dynamic financial sector. Located in a vibrant area, this role as a Financial Arabic Translator allows you to engage with diverse teams and make a meaningful impact across various departments.
StudySmarter Expert Advice🤫
We think this is how you could land Private Client Advice Business Assurance Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those who work at Fisher Investments or similar firms. A friendly chat can lead to insider info about the role and even a referral!
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of FCA's COBS requirements and financial planning principles. We want you to be able to discuss these topics confidently and show how your experience aligns with the job.
✨Tip Number 3
Practice your communication skills! Since you'll be explaining complex issues, try role-playing with a friend or family member. This will help you articulate your thoughts clearly and professionally during the interview.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're genuinely interested in joining our team at Fisher Investments.
We think you need these skills to ace Private Client Advice Business Assurance Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Private Client Advice Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as these are key for us at Fisher Investments.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've provided excellent service in previous positions and how you align with our client-first approach.
Showcase Your Qualifications:Don’t forget to mention your qualifications, especially if you have Level 4 or Level 6 certifications. We want to see that you have the right credentials to back up your expertise in financial planning.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!
How to prepare for a job interview at Fisher Investments UK
✨Know Your Financial Stuff
Make sure you brush up on your understanding of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Prepare for Suitability Reviews
Since the role involves reviewing suitability reports, it’s crucial to understand what makes a report compliant. Familiarise yourself with common pitfalls and best practices in suitability assessments so you can discuss them intelligently during the interview.
✨Show Off Your People Skills
This role requires dynamic people skills, so be ready to demonstrate how you’ve effectively communicated complex issues in the past. Think of examples where you've provided feedback or collaborated with others, as this will highlight your ability to work well with internal clients.
✨Think Process Improvement
Fisher Investments values continuous improvement, so come prepared with ideas on how processes could be enhanced. Reflect on your previous experiences and think about what worked well and what didn’t, as this will show your proactive mindset and commitment to excellence.
