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- Tasks: Review suitability reports and ensure compliance with FCA requirements.
- Company: Leading financial services company in the UK with a focus on client advisory.
- Benefits: Competitive salary, healthcare, retirement plans, and professional development opportunities.
- Why this job: Join a dynamic team and make a real difference in client financial planning.
- Qualifications: Level 4 qualification in Financial Planning and strong financial principles knowledge.
- Other info: Full-time role with opportunities for career advancement.
The predicted salary is between 36000 - 60000 £ per year.
A financial services company in the UK is seeking a Private Client Advice Business Assurance Analyst. This role involves reviewing suitability reports to ensure compliance with FCA requirements, providing feedback to colleagues, and engaging in discussions for process improvements.
The ideal candidate will hold a Level 4 qualification in Financial Planning and have a strong understanding of financial principles and pension planning.
This full-time position offers competitive benefits including healthcare and retirement plans.
Private Client Advisory - Suitability & Assurance Analyst in London employer: Fisher Investments UK
Contact Detail:
Fisher Investments UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Advisory - Suitability & Assurance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA requirements and suitability reports. We recommend practising common interview questions related to compliance and process improvements, so you can showcase your knowledge and confidence.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Plus, it shows your enthusiasm for the role and the company.
✨Tip Number 4
Apply through our website for the best chance at landing that Private Client Advisory role. We make it easy for you to showcase your skills and qualifications directly to the hiring team!
We think you need these skills to ace Private Client Advisory - Suitability & Assurance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Private Client Advisory role. Highlight your Level 4 qualification in Financial Planning and any relevant experience you have with FCA compliance. We want to see how your skills match what we're looking for!
Showcase Your Knowledge: In your cover letter, don’t just repeat your CV. Use this space to showcase your understanding of financial principles and pension planning. We love seeing candidates who can articulate their knowledge clearly and confidently.
Be Specific About Your Experience: When discussing your previous roles, be specific about your experience with suitability reports and process improvements. We’re keen to know how you’ve contributed to compliance and efficiency in past positions.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Fisher Investments UK
✨Know Your FCA Requirements
Make sure you brush up on the Financial Conduct Authority (FCA) requirements relevant to suitability reports. Understanding these regulations will not only help you answer questions confidently but also show that you're serious about compliance and client care.
✨Showcase Your Financial Knowledge
Be prepared to discuss your Level 4 qualification in Financial Planning and how it applies to the role. Bring examples of how you've used your understanding of financial principles and pension planning in past roles to demonstrate your expertise.
✨Engage in Process Improvement Discussions
Think about any process improvements you've implemented or suggested in previous positions. Be ready to share these experiences during the interview, as this shows your proactive approach and willingness to contribute to the team's success.
✨Prepare Thoughtful Questions
Have a few insightful questions ready to ask at the end of the interview. This could be about the company's approach to client advisory or how they measure success in this role. It shows your interest and helps you gauge if the company is the right fit for you.
