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- Tasks: Review financial advice reports to ensure they meet client needs and regulatory standards.
- Company: Join Fisher Investments Europe, a leader in personalised financial services.
- Benefits: Enjoy 28 days leave, top-tier health plans, and a supportive work environment.
- Why this job: Make a real difference in clients' financial futures while growing your career.
- Qualifications: University degree and Level 4 qualification in Financial Planning required.
- Other info: Collaborative culture with ongoing training and employee appreciation events.
The predicted salary is between 36000 - 60000 £ per year.
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow-up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications:
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA's COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face-to-face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients' best interests by using a simple and transparent fee structure and recognised European custodians.
It's the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:
- 100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks' top up to full base pay for eligible employees.
- $10,000 fertility, hormonal health and family-forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
Fisher Investments Europe is an equal opportunity employer.
Private Client Advice Business Assurance Analyst in London employer: Fisher Investments UK
Contact Detail:
Fisher Investments UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Advice Business Assurance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by practising common questions related to financial planning and suitability reviews. We recommend doing mock interviews with friends or using online resources to boost your confidence.
✨Tip Number 3
Showcase your expertise! Bring along examples of your previous work, especially any suitability reports you've reviewed. This will demonstrate your skills and give interviewers a taste of what you can bring to the table.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Private Client Advice Business Assurance Analyst in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as this will show us you understand what we're looking for.
Showcase Your Qualifications: Don’t forget to mention your Level 4 qualification or any higher certifications like Level 6 or Chartered status. We want to see how your qualifications align with our needs, so make them stand out!
Be Clear and Concise: When explaining your experience, keep it straightforward. Use clear language to describe your past roles and responsibilities, especially those related to reviewing financial advice. We appreciate clarity!
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Fisher Investments UK
✨Know Your Stuff
Make sure you brush up on your understanding of financial planning principles, especially around pensions and the FCA's COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Prepare for Suitability Reports
Since you'll be reviewing suitability reports, it’s crucial to understand what makes a report compliant. Familiarise yourself with common pitfalls and best practices in report writing so you can provide insightful feedback during the interview.
✨Show Off Your People Skills
This role requires dynamic people skills, so be ready to demonstrate how you’ve effectively communicated complex issues in the past. Think of examples where you've had to clarify information or provide constructive feedback to colleagues.
✨Think Process Improvement
Fisher Investments values continuous improvement, so come prepared with ideas on how processes could be enhanced. Reflect on your previous experiences and think about what worked well and what didn’t, as this will show your proactive mindset.
