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- Tasks: Join the Compliance Assurance Team to ensure compliance with regulations and manage audits.
- Company: FAB UK is a leading bank focused on compliance and risk management.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Be part of a team that values integrity and innovation while making a real impact.
- Qualifications: Degree level education and 1-2 years in compliance or banking preferred.
- Other info: Ideal for proactive individuals who thrive under pressure and value confidentiality.
The predicted salary is between 36000 - 60000 £ per year.
JOB PURPOSE: To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (and wider, where relevant) rules and regulations.
KEY ACCOUNTABILITIES:
- Work within the Compliance Assurance Team, supporting the Regional Head of Compliance, Europe to carry out their responsibilities as SMF16, in particular with respect to:
- Compliance risk assessments.
- Compliance Assurance Programme (CAP).
- Co-ordination of Compliance RCSA.
- Internal reporting.
- Incident and issue management.
- Managing and responding to internal and external audits.
QUALIFICATIONS & EXPERIENCE:
- Preferably educated to degree level.
- Preferably with a relevant professional qualification (e.g. ICA, CISI, CAMS, IIA).
- Experience of working in banking.
- 1-2 years’ experience of working in Compliance.
- Familiarity with UK regulation.
- Ability to work under pressure and to deadlines.
- Good verbal and written communications.
- Organised, independent and self-motivated.
- Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
- Discreet, high levels of integrity and able to handle highly sensitive information with absolute confidentiality.
Specialist, Compliance Monitoring (London Area) employer: First Abu Dhabi Bank (FAB)
Contact Detail:
First Abu Dhabi Bank (FAB) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Specialist, Compliance Monitoring (London Area)
✨Tip Number 1
Familiarise yourself with the latest UK regulations and compliance frameworks relevant to the banking sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in or have connections to the Compliance Assurance Team. Attend industry events or join relevant online forums to build relationships that could lead to referrals.
✨Tip Number 3
Prepare for potential interview questions by practising your responses to scenarios involving compliance risk assessments and incident management. Use the STAR method (Situation, Task, Action, Result) to structure your answers effectively.
✨Tip Number 4
Showcase your proactive approach by thinking of innovative solutions to common compliance challenges. Be ready to discuss these ideas during your interview to highlight your problem-solving skills and creativity.
We think you need these skills to ace Specialist, Compliance Monitoring (London Area)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and risk assessment. Emphasise any specific qualifications like ICA, CISI, CAMS, or IIA that align with the job requirements.
Craft a Strong Cover Letter: In your cover letter, demonstrate your understanding of compliance monitoring and your familiarity with UK regulations. Use specific examples from your past experience to showcase your skills and how they relate to the role.
Highlight Key Skills: Focus on key skills mentioned in the job description, such as your ability to work under pressure, strong communication skills, and your proactive approach to problem-solving. Provide concrete examples of how you've applied these skills in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at First Abu Dhabi Bank (FAB)
✨Understand Compliance Regulations
Make sure you have a solid grasp of UK compliance regulations and how they apply to the banking sector. Familiarise yourself with key legislation and recent changes, as this will demonstrate your commitment and knowledge during the interview.
✨Showcase Your Experience
Be prepared to discuss your previous experience in compliance roles. Highlight specific examples where you've successfully managed compliance risk assessments or contributed to compliance assurance programmes, as this will illustrate your capability for the role.
✨Demonstrate Strong Communication Skills
Since the role involves maintaining relationships with various stakeholders, practice articulating your thoughts clearly and concisely. Prepare to discuss how you've effectively communicated complex compliance issues in the past.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and ability to handle sensitive information. Think of examples where you've had to manage incidents or respond to audits, and be ready to explain your thought process and actions.
