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- Tasks: Join our Compliance Monitoring Team to ensure FAB UK meets all regulatory standards.
- Company: First Abu Dhabi Bank (FAB) is a leading financial institution committed to excellence.
- Benefits: Enjoy a full-time role with opportunities for professional growth and development.
- Why this job: Be part of a dynamic team that values integrity and innovation in compliance.
- Qualifications: Degree level education and 5+ years in Compliance Monitoring are preferred.
- Other info: Fluency in English and strong analytical skills are essential for success.
The predicted salary is between 43200 - 72000 £ per year.
JOB PURPOSE: To work as part of the Compliance Monitoring Team (CMT) on the annual risk-based Compliance Monitoring Program (CMP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (and wider, where relevant) rules and regulations.
Key Accountabilities:
- Assist in undertaking the regulatory risk assessment process which will drive a risk-based CAP.
- Assist in the creation of a risk based and proportionate CAP and develop Compliance Assurance procedures, test scripts and other relevant Assurance templates.
- Contribute to the planning, execution, and reporting of CAP reviews in adherence with FAB UK Compliance Assurance and Permanent Control procedures, and Group Compliance Assurance requirements.
- Perform regular compliance checking, review, self-assessment required by regulators, management and/or the Group and draft findings/reports.
- Provide value-add feedback in terms of upcoming regulatory changes or internal changes in order to support a dynamic Compliance Assurance program.
- Timely and effective reporting of Compliance Assurance Plan review results highlighting regulatory weaknesses and areas of non-compliance for management together with recommendations for corrective action.
- Track implementation of corrective actions agreed with the business and undertake pre or post issue closure testing, when required.
- Support the delivery of succinct and accurate Compliance Assurance reporting at branch and Group-level, ensure smooth delivery of duties/tasks and manage follow-ups on corrective actions arising from the Compliance Assurance Plan and GIA actions.
- Collate and draft relevant MI for management within prescribed deadlines and ensure that the appropriate, timely and relevant compliance risk information is provided to management via the various compliance and permanent control committees in FAB UK.
- Perform other additional tasks as required from time to time as directed by the SVP Regional Head of Compliance, Europe.
- Maintain an open, transparent, and effective relationship with internal and external stakeholders, including FAB UK business areas, Group Compliance, Group Audit and UK regulators.
- Complete all mandatory Compliance training within prescribed timelines.
Qualifications & Experience:
- Preferably educated to degree level.
- Preferably with a relevant professional qualification (e.g. ICA, CAMS, CISI, IIA).
- 5+ years’ experience in Compliance Monitoring or equivalent roles within financial institutions.
- A solid working knowledge of banking regulation, including the PRA & FCA Handbooks.
- Highly observant and detailed, able to make balanced judgments and take risk-based decisions.
- Ability to work under pressure and to tight deadlines.
- Fluent in English with very strong written and presentation skills.
- Strong analytical, interpersonal and communication skills.
- Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
- Discreet, high levels of integrity and able to handle highly sensitive information with absolute confidentiality.
AVP, Compliance Monitoring employer: First Abu Dhabi Bank (FAB)
Contact Detail:
First Abu Dhabi Bank (FAB) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AVP, Compliance Monitoring
✨Tip Number 1
Network with professionals in the compliance field, especially those who work at First Abu Dhabi Bank or similar institutions. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting the banking sector, particularly those relevant to the PRA and FCA. This knowledge will not only help you in interviews but also demonstrate your proactive approach to compliance.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your ability to handle compliance monitoring tasks. Think of situations where you identified regulatory weaknesses and how you contributed to corrective actions.
✨Tip Number 4
Familiarise yourself with First Abu Dhabi Bank's values and mission. Tailor your conversations to reflect how your personal values align with theirs, which can make a strong impression during discussions with the hiring team.
We think you need these skills to ace AVP, Compliance Monitoring
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance monitoring and financial regulations. Use keywords from the job description to demonstrate that you meet the qualifications and have the necessary skills.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the AVP, Compliance Monitoring role. Mention specific experiences that align with the key accountabilities listed in the job description.
Showcase Your Skills: Emphasise your analytical, communication, and interpersonal skills in your application. Provide examples of how you've successfully handled compliance issues or contributed to compliance assurance in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at First Abu Dhabi Bank (FAB)
✨Understand the Compliance Landscape
Familiarise yourself with the latest banking regulations, especially the PRA and FCA Handbooks. Being well-versed in these areas will demonstrate your commitment and knowledge during the interview.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical skills to identify compliance issues or improve processes. This will highlight your ability to make balanced judgments and take risk-based decisions.
✨Communicate Effectively
Since strong communication skills are essential for this role, practice articulating your thoughts clearly and concisely. Be ready to present complex compliance concepts in a straightforward manner.
✨Demonstrate Proactivity
Think of instances where you took the initiative to address compliance challenges or implement new solutions. Showing that you can think creatively and proactively will set you apart from other candidates.
