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- Tasks: Lead compliance and legal initiatives for a global broker, ensuring adherence to regulations.
- Company: Join a dynamic institutional broker with a global presence in Central London.
- Benefits: Competitive salary, professional growth, and the chance to shape compliance strategies.
- Other info: Opportunity to manage teams in London and Cyprus, with excellent career advancement potential.
- Why this job: Make a significant impact in a fast-paced environment while developing your legal expertise.
- Qualifications: 5+ years in FX/CFD compliance, strong legal background, LLB required.
The predicted salary is between 60000 - 80000 £ per year.
Position: Senior Compliance and Legal Officer
Location: Central London, full-time office-based
FinTop Consulting has partnered with an institutional broker to assist their expansion plans by hiring a Senior Compliance and Legal Officer. Joining a global compliance team of seven already, and with 9 licenses across the globe, you will be managing a graduate compliance office in London and another based in Cyprus. From this, you will work closely with the Head of Legal and Compliance to build out the foundations, as well as:
- Support the implementation of relevant laws & regulations across the company brand, globally.
- Advising on legal product and services regulations, including the UK FCA, CySEC, MiFID, and additional regulations.
- Reviewing, drafting, and finalizing agreements, terms, documentations, and contracts within the institutional space.
- Overseeing corporate matters, ensuring governing policies are above company standards.
Essential Skills: The Non-negotiables
- Minimum of 5 years within FX/CFD compliance and legal institutional space.
- Strong experience and background in UK and EU frameworks.
- Experience in global frameworks and regulations.
- Speaking languages such as Spanish and/or Italian will be highly advantageous.
- Candidates should hold an LLB; exceptional candidates with backgrounds in Law, Economics, or Finance will also be considered.
- Candidates without prior experience in the FX/CFD Institutional space, as outlined above, will not be considered for this role.
Senior Compliance and Legal Officer in Slough employer: FinTop Consulting
Contact Detail:
FinTop Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance and Legal Officer in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and legal sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially in FX/CFD compliance.
✨Tip Number 3
Showcase your expertise! Bring examples of your previous work in compliance and legal matters to the table. This could be anything from contracts you've drafted to regulations you've implemented.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Senior Compliance and Legal Officer in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance and Legal Officer role. Highlight your experience in FX/CFD compliance and legal frameworks, especially within the UK and EU. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Mention specific experiences that relate to the job description and show us your passion for compliance and legal matters.
Showcase Relevant Skills: Don’t forget to showcase your essential skills! If you have experience with regulations like the UK FCA or MiFID, make sure to mention them. We’re looking for candidates who can hit the ground running, so let us know what you bring to the table.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. We can't wait to hear from you!
How to prepare for a job interview at FinTop Consulting
✨Know Your Regulations
Make sure you brush up on the relevant laws and regulations, especially those related to UK FCA, CySEC, and MiFID. Being able to discuss these confidently will show that you're not just familiar with compliance but that you can apply this knowledge practically.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in FX/CFD compliance and legal matters. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easier for the interviewers to see your impact.
✨Understand the Company’s Global Reach
Research FinTop Consulting and their institutional broker partner. Understanding their global operations and how compliance varies across different jurisdictions will help you demonstrate your strategic thinking and adaptability during the interview.
✨Language Skills Matter
If you speak Spanish or Italian, be sure to mention this during the interview. Highlighting your language skills can set you apart from other candidates and show that you can communicate effectively with diverse teams and clients.