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- Tasks: Lead compliance and legal initiatives for a global broker in a dynamic environment.
- Company: Join FinTop Consulting, a key player in the financial services sector.
- Benefits: Competitive salary, career growth, and the chance to shape compliance strategies.
- Other info: Opportunity to manage teams in London and Cyprus with a focus on international regulations.
- Why this job: Make a real impact in a global compliance team while advancing your legal career.
- Qualifications: 5+ years in FX/CFD compliance, strong legal background, LLB required.
The predicted salary is between 60000 - 80000 £ per year.
Position: Senior Compliance and Legal Officer
Location: Central London, full-time office-based
FinTop Consulting has partnered with an institutional broker to assist their expansion plans by hiring a Senior Compliance and Legal Officer. Joining a global compliance team of seven already, and with 9 licenses across the globe, you will be managing a graduate compliance office in London and another based in Cyprus. From this, you will work closely with the Head of Legal and Compliance to build out the foundations, as well as:
- Support the implementation of relevant laws & regulations across the company brand, globally.
- Advising on legal product and services regulations, including the UK FCA, CySEC, MiFID, and additional regulations.
- Reviewing, drafting, and finalizing agreements, terms, documentations, and contracts within the institutional space.
- Overseeing corporate matters, ensuring governing policies are above company standards.
Essential Skills: The Non-negotiables
- Minimum of 5 years within FX/CFD compliance and legal institutional space.
- Strong experience and background in UK and EU frameworks.
- Experience in global frameworks and regulations.
- Speaking languages such as Spanish and/or Italian will be highly advantageous.
- Candidates should hold an LLB; exceptional candidates with backgrounds in Law, Economics, or Finance will also be considered.
- Candidates without prior experience in the FX/CFD Institutional space, as outlined above, will not be considered for this role.
Senior Compliance and Legal Officer in London employer: FinTop Consulting
Contact Detail:
FinTop Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance and Legal Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and legal sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially in FX/CFD compliance.
✨Tip Number 3
Showcase your expertise! Bring examples of your previous work in compliance and legal matters to the table. This will help you stand out as a candidate who knows their stuff.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Senior Compliance and Legal Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance and Legal Officer role. Highlight your experience in FX/CFD compliance and legal frameworks, especially UK and EU regulations. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Mention specific experiences that relate to the job description and show us your passion for compliance and legal work.
Showcase Relevant Skills: Don’t forget to showcase your essential skills in your application. If you have experience with laws like FCA or MiFID, make it clear! We’re looking for candidates who can hit the ground running, so let us know what you bring to the table.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at FinTop Consulting
✨Know Your Regulations
Make sure you brush up on the relevant laws and regulations, especially those related to UK FCA, CySEC, and MiFID. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge practically.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in FX/CFD compliance. Think about challenges you faced and how you overcame them, as well as any successful projects you led. This will help demonstrate your capability to manage the graduate compliance office effectively.
✨Understand the Company’s Global Reach
Research FinTop Consulting and their institutional broker partner. Understanding their global operations and how compliance varies across different jurisdictions will give you an edge. Be ready to discuss how you can support their expansion plans with your expertise.
✨Language Skills Matter
If you speak Spanish or Italian, be sure to mention it! Highlighting your language skills can set you apart from other candidates, especially in a role that involves international compliance. Prepare to discuss how these skills could benefit the team.