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- Tasks: Lead compliance and legal efforts for a global broker, ensuring adherence to regulations.
- Company: Join a dynamic institutional broker with a global presence in Central London.
- Benefits: Competitive salary, professional growth, and the chance to shape compliance strategies.
- Other info: Opportunity to manage teams in London and Cyprus, with excellent career advancement.
- Why this job: Make a significant impact in a fast-paced environment while developing your legal expertise.
- Qualifications: 5+ years in FX/CFD compliance, strong legal background, and LLB required.
The predicted salary is between 60000 - 80000 £ per year.
Location: Central London, full-time office-based
FinTop Consulting has partnered with an institutional broker to assist their expansion plans by hiring a Senior Compliance and Legal Officer. Joining a global compliance team of seven already, and with 9 licenses across the globe, you will be managing a graduate compliance office in London and another based in Cyprus. From this, you will work closely with the Head of Legal and Compliance to build out the foundations, as well as:
- Support the implementation of relevant laws & regulations across the company brand, globally.
- Advising on legal product and services regulations, including the UK FCA, CySEC, MiFID, and additional regulations.
- Reviewing, drafting, and finalizing agreements, terms, documentations, and contracts within the institutional space.
- Overseeing corporate matters, ensuring governing policies are above company standards.
Essential Skills: The Non-negotiables
- Minimum of 5 years within FX/CFD compliance and legal institutional space.
- Strong experience and background in UK and EU frameworks.
- Experience in global frameworks and regulations.
- Speaking languages such as Spanish and/or Italian will be highly advantageous.
- Candidates should hold an LLB; exceptional candidates with backgrounds in Law, Economics, or Finance will also be considered.
- Candidates without prior experience in the FX/CFD Institutional space, as outlined above, will not be considered for this role.
Senior Compliance and Legal Officer in City of London employer: FinTop Consulting
Contact Detail:
FinTop Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance and Legal Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and legal sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show them you know your stuff about UK FCA, CySEC, and MiFID regulations. We want to see that you’re not just a fit on paper!
✨Tip Number 3
Practice your pitch! Be ready to explain how your 5+ years of experience in FX/CFD compliance makes you the perfect candidate. We love candidates who can articulate their value clearly.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for top talent like you!
We think you need these skills to ace Senior Compliance and Legal Officer in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance and Legal Officer role. Highlight your experience in FX/CFD compliance and legal frameworks, especially within the UK and EU. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Mention specific experiences that relate to the job description and show us your passion for compliance and legal matters.
Showcase Relevant Skills: Don’t forget to showcase your skills that are relevant to the role, like your knowledge of regulations such as the UK FCA and MiFID. If you speak any additional languages, like Spanish or Italian, make sure to mention that too – it could give you an edge!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. We can’t wait to see what you bring to the table!
How to prepare for a job interview at FinTop Consulting
✨Know Your Regulations
Make sure you brush up on the relevant laws and regulations, especially those related to UK FCA, CySEC, and MiFID. Being able to discuss these confidently will show that you’re not just familiar with the compliance landscape but also ready to tackle the challenges head-on.
✨Showcase Your Experience
With a minimum of 5 years in FX/CFD compliance, be prepared to share specific examples from your past roles. Highlight how you've navigated complex regulatory environments and contributed to compliance frameworks. This will demonstrate your expertise and fit for the role.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance issues. Think about how you would handle conflicts or regulatory challenges. Practising these scenarios can help you articulate your thought process and decision-making skills effectively.
✨Language Skills Matter
If you speak Spanish or Italian, don’t forget to mention it! These language skills can set you apart from other candidates. Be ready to discuss how your multilingual abilities could benefit the company, especially in a global compliance context.