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- Tasks: Lead compliance initiatives and ensure adherence to regulatory requirements in a growing financial brokerage.
- Company: Dynamic financial services brokerage in Bolton with a supportive culture.
- Benefits: Negotiable salary, 25 days annual leave, and a healthy work-life balance.
- Why this job: Own the compliance function and drive strategic improvements in a thriving environment.
- Qualifications: Proven compliance experience at management level, preferably in specialist lending.
- Other info: Genuine career progression opportunities in a collaborative team.
We are seeking an experienced Compliance professional to join a growing financial services brokerage in Bolton. This role is open to candidates with management or head-of-level experience, particularly within specialist lending, who are looking for an opportunity to own the compliance function and grow the team.
What We Offer For The Compliance Manager:
- Negotiable salary - DOE - £50,000+
- 25 days annual leave, no bank holidays or weekend working
- Supportive and professional working environment
- Genuine career progression in a growing lender
Key Responsibilities for the Compliance Manager:
- Develop, implement, and maintain compliance policies, procedures, and frameworks.
- Ensure adherence to all relevant regulatory requirements, including FCA rules and AML obligations.
- Conduct compliance monitoring, risk assessments, and audits, identifying gaps and recommending solutions.
- Provide guidance, training, and support to staff on compliance matters.
- Investigate compliance issues or breaches, escalating serious matters where necessary.
- Act as a point of contact with regulators and respond to regulatory enquiries.
- Prepare compliance reports for senior management, highlighting risks and mitigation strategies.
- Lead or support the growth and development of the compliance function and team.
- Provide strategic advice to senior leadership (Head of Compliance level) on regulatory changes, compliance risks, and business impact.
- Drive continuous improvement in compliance processes, systems, and controls.
Ideal Candidate for the Compliance Manager:
- Proven compliance experience at management or head-of level within financial services.
- Experience in specialist lending is preferred.
- Strong knowledge of regulatory frameworks, risk management, and compliance best practices.
- Proactive, confident, and capable of shaping the role to suit business needs.
- Excellent communication and leadership skills, with experience managing or mentoring teams (for head-level candidates).
This is a unique opportunity to take a hands-on and strategic compliance role in a growing, supportive brokerage while enjoying a healthy work-life balance.
If you are interested in this Compliance Manager role please apply with your up to date CV for consideration.
Compliance Manager in Bolton employer: Fintelligent Search
Contact Detail:
Fintelligent Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in Bolton
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and AML obligations. We want you to showcase your expertise and confidence when discussing compliance strategies with potential employers.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for tailored opportunities that fit your experience in specialist lending and compliance management.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. Let’s make sure they remember you as the ideal candidate for their Compliance Manager position.
We think you need these skills to ace Compliance Manager in Bolton
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Compliance Manager role. Highlight your management experience in compliance, especially within financial services and specialist lending, to catch our eye!
Showcase Your Achievements: Don’t just list your responsibilities; share your successes! Include specific examples of how you've developed compliance policies or improved processes. We love seeing tangible results that demonstrate your impact.
Be Clear and Concise: When writing your application, keep it straightforward. Use clear language and avoid jargon where possible. We appreciate a well-structured application that gets straight to the point without fluff.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of being noticed. It’s super easy, and you’ll be able to track your application status. Plus, we love seeing candidates who take that extra step!
How to prepare for a job interview at Fintelligent Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA rules and AML obligations. Being able to discuss these confidently will show that you're not just familiar with compliance but are also passionate about it.
✨Showcase Your Leadership Skills
Since this role involves managing a team, be ready to share examples of how you've led or mentored others in the past. Highlight your communication style and how you’ve successfully guided teams through compliance challenges.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance issues or breaches. Think of real-life examples where you identified gaps and implemented solutions, as this will demonstrate your proactive approach.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company’s compliance culture or future regulatory challenges. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
