Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support members with compliance queries and ensure they meet FCA regulations.
- Company: Join a forward-thinking company committed to diversity and inclusion.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Make a real difference in the financial services industry while developing your skills.
- Qualifications: Relevant financial services qualifications and strong customer support skills required.
- Other info: Collaborative environment with a focus on continuous learning and career advancement.
The predicted salary is between 36000 - 60000 £ per year.
We're recruiting for a Compliance Technical Consultant to join our helpdesk team and support SimplyBiz members from a compliance perspective to ensure they meet compliance standards regarding FCA regulations. This role is based in our Huddersfield office where we operate a hybrid working model, providing a balance of home and office working.
What you'll be doing
- Researching and investigating queries from our Member Firms and providing robust, prompt and complete answers.
- Maintaining knowledge of regulatory requirements, industry changes and relaying this to our members in a clear, easily understood manner.
- Assisting firms with the completion of RegData by advising them how to gather data, complete and cross validate the return.
- Reviewing and providing guidance and assistance to Member Firms in relation to financial promotions, disclosure documents and stationery.
- Assisting firms with general queries regarding the Authorisation and Agency processes.
What you need to succeed
- Relevant financial services qualifications (e.g. Level 4 Diploma).
- A good understanding of the UK financial services industry including directly authorised firms.
- A good working knowledge of financial products.
- Excellent customer support skills, combining customer service with technical support.
- Excellent written and verbal communication skills including a good telephone manner and confident outbound calling skills.
- Strong administration and organisational skills, with the ability to plan and prioritise work to meet deadlines.
- Capable of quickly learning new information and explaining it to others.
- Collaborative problem solving, involving liaison with other internal departments.
- Ability to build relationships with both internal and external contacts.
- Open to obtaining additional qualifications up to Chartered status.
Nice to haves
- Tax and trust qualification or equivalent experience in dealing with queries of this nature.
- Discretionary fund management qualification or equivalent experience of dealing with queries of this nature.
Fintel plc and all the businesses within it adopt a zero-tolerance approach to discrimination on any of the protected grounds in the Equality Act 2010. We are committed to providing equal opportunities to all current and prospective employees regardless of age, disability, sex, sexual orientation, pregnancy and maternity, race or ethnicity, religion or belief, gender identity, or marriage and civil partnership. We aspire to have a diverse workforce because, in our view, diversity enables better business outcomes. We also believe that a more inclusive workplace, where people of different backgrounds work together, ensures better outcomes for all staff. From application to interview, we place inclusion at the heart of all we do. For these reasons we strongly encourage suitably qualified applicants from a wide range of backgrounds.
Compliance Technical Consultant in Huddersfield employer: Fintel
Contact Detail:
Fintel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Technical Consultant in Huddersfield
✨Tip Number 1
Get to know the company inside out! Research SimplyBiz and its values, especially around compliance and customer support. This will help you tailor your conversations and show that you're genuinely interested in being part of the team.
✨Tip Number 2
Practice your communication skills! Since this role involves a lot of interaction with members, make sure you can explain complex compliance topics in simple terms. Try role-playing with a friend or family member to build your confidence.
✨Tip Number 3
Network like a pro! Connect with current employees on LinkedIn or attend industry events. This can give you insider knowledge and might even lead to a referral, which is always a bonus when applying through our website.
✨Tip Number 4
Be ready for scenario-based questions! Think about how you would handle specific compliance queries or challenges. Prepare examples from your past experiences that showcase your problem-solving skills and ability to work collaboratively.
We think you need these skills to ace Compliance Technical Consultant in Huddersfield
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your relevant experience in compliance and the financial services industry. We want to see how your skills match what we're looking for!
Show Off Your Communication Skills: Since this role involves a lot of interaction with our members, it's crucial to demonstrate your excellent written communication skills. Use clear and concise language in your application to reflect this.
Highlight Your Problem-Solving Abilities: We love candidates who can think on their feet! Share examples of how you've tackled complex queries or challenges in the past, especially in a compliance context.
Apply Through Our Website: Don't forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can't wait to hear from you!
How to prepare for a job interview at Fintel
✨Know Your Compliance Stuff
Make sure you brush up on FCA regulations and compliance standards before the interview. Being able to discuss specific regulations and how they impact member firms will show that you're not just familiar with the basics, but that you can provide valuable insights.
✨Show Off Your Communication Skills
Since this role involves a lot of customer support and clear communication, practice explaining complex compliance concepts in simple terms. You might even want to prepare a few examples of how you've successfully communicated technical information in the past.
✨Demonstrate Problem-Solving Abilities
Think of scenarios where you've had to solve compliance-related issues or assist clients with their queries. Be ready to share these experiences during the interview, highlighting your collaborative approach and how you liaised with other departments to find solutions.
✨Be Ready to Discuss Your Qualifications
If you have any relevant financial services qualifications, make sure to mention them. If you're open to obtaining additional qualifications, like Chartered status, express your enthusiasm for continuous learning and professional development in the financial services industry.
