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- Tasks: Lead compliance and regulatory risk management, ensuring adherence to standards and overseeing audits.
- Company: Join a top-tier financial services organisation known for its success and reputation.
- Benefits: Enjoy a competitive salary, benefits, and financial incentives in a dynamic work environment.
- Why this job: Make a real impact on compliance and data privacy while collaborating with diverse teams.
- Qualifications: Experience in compliance management, preferably in financial services, with knowledge of FCA regulations.
- Other info: Permanent UK residency required; background checks will be conducted.
The predicted salary is between 80000 - 100000 £ per year.
Our client, an extremely successful and very well regarded financial services organisation is recruiting for a new Head of Regulatory Risk, Compliance and Data Privacy.
Duties will include:
- Management and development of the company's compliance and regulatory risk management frameworks.
- Ensure all products and operations comply with regulatory and ethical standards.
- Oversee internal audits, compliance reviews and monitoring efficacy of controls.
- Act as the primary lead for all data protection matters.
- Ensure ongoing compliance with ISO 27001.
- Understand and ensure adherence to US-specific information security management standards.
- Deliver compliance reports for internal stakeholders and regulatory authorities.
- Manage all interactions with UK and US regulators.
- Maintain and update the organisation’s risk register.
- Collaborate with all teams to integrate compliance throughout product development.
- Facilitate compliance training and awareness programs for all employees.
Skills and experience required:
- Experience leading a compliance management function.
- Experience working in the insurance industry or wider financial services industry preferred.
- Detailed understanding of FCA regulations and data privacy laws in the UK and US.
- In-depth knowledge of ISO 27001 standards.
- Experience implementing effective compliance and risk management frameworks.
- Ability to manage and respond to developing company priorities.
- Holding a CII, CPIC, CCEP, ICA, or CCP qualification is advantageous.
Salary: £80-100,000 + Benefits + Financial Incentives
At this time, our client can only support applications from those with permanent residency in the UK. Offers are subject to full background checks including DBS.
Head of Regulatory Risk, Compliance & Data Privacy (Scotland) employer: FinTech People
Contact Detail:
FinTech People Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Regulatory Risk, Compliance & Data Privacy (Scotland)
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and data privacy laws in both the UK and US. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.
✨Tip Number 2
Network with professionals in the financial services sector, especially those who have experience in compliance and regulatory risk management. Attend industry events or join relevant online forums to build connections that could provide insights or referrals for the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance frameworks in previous roles. Highlight your experience with ISO 27001 standards and any relevant qualifications you hold, as these will be key talking points during your discussions.
✨Tip Number 4
Showcase your ability to collaborate across teams by preparing examples of how you've integrated compliance into product development processes. This will illustrate your understanding of the importance of compliance in driving business success and your leadership capabilities.
We think you need these skills to ace Head of Regulatory Risk, Compliance & Data Privacy (Scotland)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance management, particularly within the financial services or insurance industry. Emphasise your understanding of FCA regulations and data privacy laws in both the UK and US.
Craft a Compelling Cover Letter: In your cover letter, explain why you are the perfect fit for the Head of Regulatory Risk position. Discuss your experience with ISO 27001 standards and how you've successfully implemented compliance frameworks in previous roles.
Showcase Relevant Qualifications: If you hold any relevant qualifications such as CII, CPIC, CCEP, ICA, or CCP, make sure to mention these prominently in your application. This can set you apart from other candidates.
Highlight Leadership Experience: Since this role involves managing teams and facilitating training programs, be sure to highlight any leadership experience you have. Provide examples of how you've led compliance initiatives and trained staff on regulatory matters.
How to prepare for a job interview at FinTech People
✨Showcase Your Regulatory Knowledge
Make sure to brush up on FCA regulations and data privacy laws in both the UK and US. Be prepared to discuss how your experience aligns with these regulations and how you can ensure compliance within the organisation.
✨Demonstrate Leadership Skills
As a Head of Regulatory Risk, you'll need to lead a team effectively. Prepare examples of how you've successfully managed compliance functions in the past, highlighting your ability to develop frameworks and facilitate training programs.
✨Understand ISO 27001 Standards
Since this role involves ensuring compliance with ISO 27001, be ready to discuss your knowledge and experience with these standards. Consider sharing specific instances where you've implemented or maintained these standards in previous roles.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world scenarios. Think about challenges you've faced in compliance management and how you navigated them, especially in relation to audits and regulatory interactions.
