Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join a dynamic team to provide Risk & Compliance advice and support.
- Company: A global London market broker with a collaborative culture.
- Benefits: Enjoy hybrid work options after training and a competitive salary.
- Why this job: Make an impact in a vital role while developing your compliance career globally.
- Qualifications: 1+ years in risk management or compliance, preferably in a regulated industry.
- Other info: Initial 5 days on-site with flexibility post-training; must have UK work rights.
The predicted salary is between 22400 - 33600 £ per year.
Our client, a global London market broker, are seeking a diligent and proactive Risk & Compliance Analyst to join their team. As a key part of the second line of defence, you will work closely with senior team colleagues to provide Risk & Compliance advice, guidance, and support across the Group. In this role, you will play a vital part in maintaining a positive regulatory risk culture and ensure adherence to relevant laws, rules, and standards.
Some responsibilities include but are not limited to:
- Assisting the team in implementing and delivering the Governance and Internal Control and Risk Management Frameworks.
- Supporting the team in Sanctions and Financial Crime screening practices.
- Ensuring compliance with service levels for completing Due Diligence processes.
- Staying updated on global regulatory and legal changes and inform team manager of any emerging matters.
- Collaborating with business areas to obtain quarterly Gifts & Hospitality submissions, Conflicts of Interest declarations, and manage complaints effectively.
- Managing the group's risk & compliance mailbox.
- Contributing to compliance, legal, and regulatory projects as assigned.
Experience required:
- Minimum 1 years' experience of working within risk management or compliance.
- Minimum 1 years' experience of working in a regulated industry (insurance is preferred).
- An interest in and basic knowledge of the global regulatory and legal environment, Financial and Economic Sanctions.
- Some knowledge of Data Protection law.
- Proficiency in Microsoft Office, Teams, and SharePoint.
- Strong written and verbal communication skills.
- Proactive, driven, and motivated team player.
- Disciplined and self-motivated to work independently and as part of a team.
Please note that this role is initially 5 days on-site with hybrid flexibility afforded after a successful training period. They are a collaborative and inspiring team, who are keen to bring in someone who wants to develop their compliance career on a global scale! If you are a detail-oriented and dedicated individual looking to make an impact in the Risk & Compliance field, we would love to hear from you. So, if you have the right experience, please apply now!
Please note only candidates with the right to work in the UK will be considered for this role.
Risk & Compliance Analyst employer: Finitas
Contact Detail:
Finitas Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards relevant to the insurance industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals already working in risk and compliance roles, especially within the London market. Attend industry events or join online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Showcase your analytical skills by discussing any relevant projects or experiences where you successfully identified risks or ensured compliance. Be prepared to share specific examples during interviews to highlight your proactive approach.
✨Tip Number 4
Demonstrate your teamwork abilities by preparing to discuss how you've collaborated with others in previous roles. Highlighting your experience in managing conflicts or contributing to group projects can set you apart as a strong candidate for this collaborative environment.
We think you need these skills to ace Risk & Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in risk management or compliance, especially within regulated industries. Use specific examples that demonstrate your understanding of regulatory frameworks and your ability to work in a team.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention your interest in global regulatory environments and how your skills align with the responsibilities outlined in the job description.
Showcase Communication Skills: Since strong written and verbal communication skills are essential for this role, consider including a brief example in your application that illustrates your ability to communicate complex information clearly and effectively.
Highlight Proactivity: Demonstrate your proactive nature by mentioning any initiatives you've taken in previous roles to improve compliance processes or risk management practices. This will show that you are driven and motivated, qualities that the employer is looking for.
How to prepare for a job interview at Finitas
✨Understand the Regulatory Landscape
Familiarise yourself with the current global regulatory and legal changes relevant to the role. Being able to discuss recent developments in risk management and compliance will show your proactive approach and genuine interest in the field.
✨Demonstrate Your Experience
Prepare specific examples from your previous roles that highlight your experience in risk management or compliance. Be ready to discuss how you contributed to governance frameworks or managed compliance projects, as this will showcase your practical knowledge.
✨Showcase Your Communication Skills
As a Risk & Compliance Analyst, strong written and verbal communication skills are essential. Practice articulating your thoughts clearly and concisely, and be prepared to explain complex compliance concepts in an understandable way.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's risk culture and compliance strategies. This not only demonstrates your interest in the role but also gives you valuable insights into the team dynamics and expectations.
