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- Tasks: Lead a team to ensure compliance with financial regulations and provide practical guidance.
- Company: Join a global financial services company making waves in the industry.
- Benefits: Enjoy a hybrid work model and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving change and making a real impact in compliance.
- Qualifications: Strong understanding of UK financial regulations and leadership skills required.
- Other info: Ideal for those who thrive in collaborative environments and enjoy problem-solving.
The predicted salary is between 43200 - 72000 £ per year.
Finitas are working with a global financial services company. They are looking for a Compliance Team Leader. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan. You will be operating as part of the second line of defense by providing regulatory technical and compliance oversight and practical guidance to the business.
Knowledge:
- Strong understanding of UK financial services regulations.
- Excellent knowledge of regulatory and conduct risk management practices in financial services.
- Ability to lead, motivate and develop teams, including conflict resolution and building trust.
If you enjoy working as part of a team, have a natural leadership style, excellent knowledge of regulatory and conduct risk management practices in financial services, then this role could be right for you.
Compliance Manager employer: Finitas
Contact Detail:
Finitas Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest UK financial services regulations. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Showcase your leadership skills by preparing examples of how you've successfully led teams in the past. Be ready to discuss specific situations where you motivated your team or resolved conflicts.
✨Tip Number 3
Network with professionals in the compliance field, especially those working in financial services. Engaging with industry peers can provide insights and potentially lead to referrals for the role.
✨Tip Number 4
Research the company’s compliance culture and values. Understanding their approach to regulatory challenges will allow you to tailor your discussions and show how you can contribute to their strategic plan.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience and knowledge in UK financial services regulations. Emphasise any previous roles where you led teams or managed compliance projects, as this will demonstrate your suitability for the Compliance Manager position.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and regulatory oversight. Mention specific examples of how you've successfully navigated regulatory changes in the past and how you can contribute to the company's compliance strategic plan.
Showcase Leadership Skills: Since the role requires strong leadership abilities, include examples of how you've motivated and developed teams in previous positions. Highlight any conflict resolution experiences that showcase your ability to build trust within a team.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Finitas
✨Showcase Your Regulatory Knowledge
Make sure to brush up on UK financial services regulations before the interview. Be prepared to discuss specific regulations and how they impact compliance practices, as this will demonstrate your expertise and understanding of the role.
✨Demonstrate Leadership Skills
Since the role requires leading and motivating a team, think of examples from your past experiences where you successfully led a team or resolved conflicts. Highlight your leadership style and how it aligns with fostering a positive team environment.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world compliance scenarios. Prepare by thinking through potential challenges you might face in the role and how you would address them, showcasing your practical guidance skills.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the company's compliance strategy or upcoming regulations. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.
