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- Tasks: Lead compliance guidance and training for Equities transactions in a dynamic investment banking environment.
- Company: Join a leading investment bank known for its innovative approach and commitment to compliance.
- Benefits: Enjoy competitive salary, professional development opportunities, and a vibrant workplace culture.
- Why this job: Be at the forefront of compliance, shaping policies and fostering a strong compliance culture.
- Qualifications: Experience in a business-facing Compliance role within Global Markets is essential.
- Other info: This role offers a unique chance to influence compliance strategies in a fast-paced industry.
The predicted salary is between 43200 - 72000 £ per year.
We're on the lookout for a Vice President, Equities Compliance Advisory to join one of our investment banking clients.
- Providing practical, real-time compliance guidance on Equities transactions to the front office.
- Lead targeted training initiatives and deliver impactful management reporting.
- Help shape a robust culture of compliance across the business.
- You'll play a key role in ensuring our policies stay agile and effective in the face of evolving market and regulatory landscapes.
- Demonstrated experience in a business-facing Compliance role within a Global Markets environment with direct exposure to trading floor operations.
VP Regulatory Affairs employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP Regulatory Affairs
✨Tip Number 1
Network with professionals in the investment banking and compliance sectors. Attend industry events or webinars to connect with individuals who can provide insights into the role and potentially refer you to opportunities.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in the equities market. This knowledge will not only help you in interviews but also demonstrate your commitment to the field and your proactive approach to compliance.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your ability to provide compliance guidance in a fast-paced environment. Highlight instances where you've successfully navigated complex regulatory challenges.
✨Tip Number 4
Familiarise yourself with the company’s culture and values. Tailor your conversations during networking or interviews to reflect how your personal values align with theirs, especially regarding compliance and ethical standards.
We think you need these skills to ace VP Regulatory Affairs
Some tips for your application 🫡
Understand the Role: Take time to thoroughly understand the responsibilities of the Vice President, Equities Compliance Advisory position. Familiarise yourself with compliance in investment banking and how it relates to equities transactions.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within Global Markets. Emphasise any direct exposure to trading floor operations and your ability to provide real-time compliance guidance.
Craft a Compelling Cover Letter: In your cover letter, discuss your passion for compliance and how you can contribute to shaping a robust culture of compliance. Mention specific examples of training initiatives you've led or impactful management reporting you've delivered.
Showcase Your Adaptability: Demonstrate your ability to adapt policies in response to evolving market and regulatory landscapes. Provide examples of how you've successfully navigated changes in compliance requirements in previous roles.
How to prepare for a job interview at FincSelect
✨Understand the Regulatory Landscape
Familiarise yourself with the current regulatory environment affecting equities transactions. Be prepared to discuss how recent changes could impact compliance and how you would adapt policies accordingly.
✨Showcase Your Compliance Experience
Highlight your previous roles in compliance, especially within a Global Markets context. Provide specific examples of how you've navigated complex regulatory challenges and contributed to a culture of compliance.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-time compliance situations. Think of scenarios where you provided guidance on transactions or led training initiatives, and be ready to explain your thought process.
✨Demonstrate Leadership Skills
As a VP, you'll need to lead and influence others. Prepare to discuss your leadership style and how you've successfully managed teams or projects in the past, particularly in fostering a robust compliance culture.
