Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Drive regulatory initiatives and ensure compliance oversight across multiple jurisdictions.
- Company: Fast-growing global FinTech based in London.
- Benefits: Competitive salary, hybrid work model, and opportunities for professional growth.
- Why this job: Make a real impact in the dynamic world of finance and compliance.
- Qualifications: Strong regulatory compliance experience and expert knowledge of FCA frameworks.
- Other info: Join a collaborative team with a focus on innovation and excellence.
The predicted salary is between 55000 - 65000 £ per year.
We’re hiring a Regulatory Compliance Senior Associate to join a fast-growing, global FinTech in London. This is a key role within the second line of defence, driving regulatory initiatives and ensuring strong compliance oversight across multiple jurisdictions. You’ll provide expert regulatory advice, lead policy development, and oversee a robust global monitoring framework.
Key responsibilities include:
- Advising on complex regulatory matters across payments, e-money, and investment services
- Leading second-line oversight of safeguarding and client asset protection
- Designing and maintaining the Compliance Monitoring Plan (CMP)
- Managing horizon scanning, gap analysis, and regulatory reporting obligations
- Acting as the main point of contact for internal/external audits
- Producing high-quality MI and delivering compliance training across the business
Key requirements:
- Strong regulatory compliance experience within payments or investments
- Expert knowledge of FCA frameworks, conduct risk, market abuse, and transaction reporting
- Ability to interpret complex legislation across multiple jurisdictions
- Confident stakeholder manager with excellent communication skills
Regulatory Compliance Senior Associate employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Senior Associate
✨Tip Number 1
Network like a pro! Reach out to folks in the FinTech space, especially those who are already in compliance roles. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA frameworks and recent regulatory changes. We want you to be the go-to person for compliance discussions, so show off that expertise!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills in regulatory compliance.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. We love seeing candidates who are proactive and engaged!
We think you need these skills to ace Regulatory Compliance Senior Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Compliance Senior Associate role. Highlight your experience in regulatory compliance, especially within payments or investments, and showcase your knowledge of FCA frameworks.
Craft a Compelling Cover Letter: Your cover letter should tell us why you’re the perfect fit for this role. Use specific examples from your past experiences that demonstrate your ability to handle complex regulatory matters and lead compliance initiatives.
Showcase Your Communication Skills: Since this role involves stakeholder management, make sure to highlight your excellent communication skills in your application. We want to see how you’ve effectively communicated complex regulatory concepts in previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at FincSelect
✨Know Your Regulations
Make sure you brush up on the latest FCA frameworks and regulations related to payments and investments. Being able to discuss specific compliance issues and how they relate to the role will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Prepare Real-World Examples
Think of specific instances where you've successfully navigated complex regulatory matters or led compliance initiatives. Sharing these examples during your interview will demonstrate your hands-on experience and problem-solving skills, which are crucial for this role.
✨Showcase Your Communication Skills
As a Regulatory Compliance Senior Associate, you'll need to manage stakeholders effectively. Practice articulating your thoughts clearly and confidently. You might even want to prepare a brief explanation of a complex regulatory concept to showcase your ability to simplify intricate information.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and expectations.
