Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance efforts and manage regulatory affairs in a high-growth payments firm.
- Company: Fast-paced fintech company focused on innovation and compliance.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Other info: Exciting opportunity to make a significant impact in a growing industry.
- Why this job: Join a dynamic team and shape the future of financial services compliance.
- Qualifications: Senior compliance experience in FCA-regulated firms and fintech expertise.
The predicted salary is between 80000 - 120000 £ per year.
A high-growth payments firm in the UK is seeking a Compliance Director to lead the compliance function as they transition to MiFID investment services. You will manage regulatory affairs, oversee compliance frameworks, and ensure alignment with FCA engagement.
The ideal candidate has senior compliance experience within FCA-regulated firms and a proven track record in fintech or payments. This is a full-time role with a focus on financial services.
Regulatory Compliance Director - MiFID & FCA Liaison employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Director - MiFID & FCA Liaison
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech and payments sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in regulatory compliance.
✨Tip Number 2
Prepare for interviews by brushing up on MiFID regulations and FCA guidelines. We recommend creating a cheat sheet of key points to discuss how your experience aligns with the role's requirements.
✨Tip Number 3
Showcase your leadership skills! Be ready to share examples of how you've successfully managed compliance frameworks in previous roles. This will demonstrate your capability to lead the compliance function effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Regulatory Compliance Director - MiFID & FCA Liaison
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your senior compliance experience, especially within FCA-regulated firms. We want to see how your background aligns with the MiFID investment services transition.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role and how your proven track record in fintech or payments can benefit us at StudySmarter.
Showcase Your Regulatory Knowledge: In your application, don’t forget to mention your understanding of regulatory affairs and compliance frameworks. We’re looking for someone who can hit the ground running, so show us what you know!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team.
How to prepare for a job interview at FincSelect
✨Know Your Regulations
Make sure you brush up on MiFID and FCA regulations before the interview. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but also passionate about it.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed compliance frameworks or navigated regulatory challenges. This will help demonstrate your hands-on experience in FCA-regulated firms.
✨Understand the Company’s Vision
Research the payments firm thoroughly. Understand their mission, values, and recent developments in the fintech space. This knowledge will allow you to tailor your answers and show how you can contribute to their growth.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s compliance strategies and future plans regarding MiFID services. This not only shows your interest but also gives you a chance to assess if the company aligns with your career goals.