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- Tasks: Lead compliance function and manage regulatory affairs in a high-growth payments firm.
- Company: Dynamic fintech company focused on MiFID investment services.
- Benefits: Competitive salary, career advancement, and a vibrant work culture.
- Why this job: Join a fast-paced environment and shape the future of financial services.
- Qualifications: Senior compliance experience in FCA-regulated firms and fintech expertise.
- Other info: Full-time role with significant impact on compliance frameworks.
The predicted salary is between 80000 - 120000 £ per year.
A high-growth payments firm in the UK is seeking a Compliance Director to lead the compliance function as they transition to MiFID investment services. You will manage regulatory affairs, oversee compliance frameworks, and ensure alignment with FCA engagement.
The ideal candidate has senior compliance experience within FCA-regulated firms and a proven track record in fintech or payments. This is a full-time role with a focus on financial services.
Regulatory Compliance Director - MiFID & FCA Liaison in London employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Director - MiFID & FCA Liaison in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech and payments sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in regulatory compliance.
✨Tip Number 2
Prepare for interviews by brushing up on MiFID regulations and FCA guidelines. We want you to be the go-to expert in the room, so practice articulating how your experience aligns with the needs of the role.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that are genuinely aligned with your values and career goals. Use our website to find roles that excite you and fit your skill set perfectly.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Remind them why you’re the best fit for their compliance team and how you can help them navigate the regulatory landscape.
We think you need these skills to ace Regulatory Compliance Director - MiFID & FCA Liaison in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your senior compliance experience, especially within FCA-regulated firms. We want to see how your background aligns with the MiFID investment services transition.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role and how your proven track record in fintech or payments can benefit us at StudySmarter.
Showcase Your Regulatory Knowledge: In your application, don’t forget to mention your understanding of regulatory affairs and compliance frameworks. We’re looking for someone who can hit the ground running, so let us know what you know!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team.
How to prepare for a job interview at FincSelect
✨Know Your Regulations
Make sure you brush up on MiFID and FCA regulations before the interview. Understanding the nuances of these frameworks will show that you're not just familiar with compliance but are also ready to lead the charge in aligning the firm with these standards.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated compliance challenges, especially in fintech or payments. Highlighting your senior compliance experience will demonstrate your capability to manage regulatory affairs effectively.
✨Engage with the Interviewers
Don’t just answer questions; engage in a dialogue. Ask insightful questions about their current compliance frameworks and how they envision the transition to MiFID investment services. This shows your proactive approach and genuine interest in the role.
✨Demonstrate Leadership Skills
As a Compliance Director, you'll need to lead a team. Be prepared to discuss your leadership style and how you've successfully managed teams in the past. Share examples of how you've fostered a culture of compliance within your previous organisations.