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- Tasks: Lead compliance strategy and oversee regulatory affairs in a high-growth fintech environment.
- Company: FincSelect, a dynamic UK payments firm expanding into investment services.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Why this job: Shape the future of compliance in a fast-paced, innovative company.
- Qualifications: Senior compliance experience in FCA-regulated firms with MiFID knowledge.
- Other info: Join a small, capable team and make a significant impact.
The predicted salary is between 72000 - 108000 £ per year.
Location: London (4 days in the office, 1 day from home)
Company: FincSelect – a high-growth UK payments firm scaling its regulatory footprint and preparing to obtain its MiFID licence to extend into investment services.
About the role
We are looking for a Compliance Director who can take ownership of the regulatory journey — from strategy and governance through to day‐to‐day oversight, implementation, and engagement with the FCA.
Responsibilities
- Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II.
- Define and implement a robust Compliance Monitoring Programme, ensuring ongoing oversight of conduct, operational, and prudential risks.
- Manage and develop a small but very capable junior team.
- Act as the main liaison with the FCA — overseeing authorisation submissions, regulatory engagement, and ongoing supervision.
- Shape and embed the compliance strategy, frameworks, and policies across payments, trading, and client money operations.
- Partner closely with the leadership team to align commercial growth with regulatory expectations.
Qualifications
- Proven experience at a senior compliance level within an FCA-regulated firm — must have MiFID experience. Payments and FX products desirable.
- A track record of building or scaling compliance frameworks in high-growth fintech or payments environments.
- Strategic insight — but also hands‐on expertise to shape, document, and deliver regulatory compliance.
Seniority level: Director
Employment type: Full‐time
Job function: Finance
Industries: Banking
Head of Regulatory Compliance in London employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Regulatory Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and fintech space. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your MiFID knowledge and regulatory frameworks. We suggest creating a cheat sheet of key points and examples from your past experience that showcase your expertise. Confidence is key!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for openings at FincSelect and other firms that are making waves in the payments and investment services sector.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their compliance journey.
We think you need these skills to ace Head of Regulatory Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Director. Highlight your experience with FCA regulations and MiFID compliance, as well as any relevant achievements in scaling compliance frameworks.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for FincSelect. Mention your strategic insights and hands-on expertise, and how you can help shape their compliance journey.
Showcase Your Leadership Skills: Since you'll be managing a junior team, it's important to demonstrate your leadership experience. Share examples of how you've developed teams in the past and how you plan to do the same at FincSelect.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at FincSelect
✨Know Your Regulatory Stuff
Make sure you brush up on your MiFID II knowledge and any recent FCA updates. Being able to discuss specific regulations and how they apply to FincSelect's transition from payments to investment services will show that you're not just familiar with compliance, but that you can lead the charge.
✨Showcase Your Leadership Skills
Since you'll be managing a junior team, it's crucial to highlight your experience in developing and mentoring others. Prepare examples of how you've successfully led teams in the past, especially in high-pressure environments, to demonstrate your capability to guide FincSelect through its regulatory journey.
✨Align with Business Goals
FincSelect is looking for someone who can partner with the leadership team. Be ready to discuss how you can align compliance strategies with commercial growth. Think about how you can balance regulatory requirements with business objectives and prepare to share your insights on this.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare thoughtful questions about FincSelect's current compliance challenges and their vision for the future. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
