At a Glance
- Tasks: Lead compliance strategy and oversee regulatory affairs in a high-growth fintech environment.
- Company: FincSelect, a dynamic UK payments firm expanding into investment services.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Join a passionate team and make a real impact on regulatory success.
- Why this job: Shape the future of compliance in a fast-paced, innovative industry.
- Qualifications: Senior compliance experience in FCA-regulated firms with MiFID knowledge.
The predicted salary is between 72000 - 108000 £ per year.
Compliance Director
Location: London (4 days in the office, 1 day from home)
Company: FincSelect – a high-growth UK payments firm scaling its regulatory footprint and preparing to obtain its MiFID licence to extend into investment services.
About the role
We’re looking for a Compliance Director who can take ownership of the regulatory journey — from strategy and governance through to day‑to‑day oversight, implementation, and engagement with the FCA.
Responsibilities
- Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II.
- Define and implement a robust Compliance Monitoring Programme, ensuring ongoing oversight of conduct, operational, and prudential risks.
- Manage and develop a small but very capable, junior team.
- Act as the main liaison with the FCA — overseeing authorisation submissions, regulatory engagement, and ongoing supervision.
- Shape and embed the compliance strategy, frameworks, and policies across payments, trading, and client money operations.
- Partner closely with the leadership team to align commercial growth with regulatory expectations.
Qualifications
- Proven experience at a senior compliance level within an FCA-regulated firm — must have MiFID experience. Payments and FX products desirable.
- A track record of building or scaling compliance frameworks in high-growth fintech or payments environments.
- Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance.
Seniority level
Director
Employment type
Full‑time
Job function
Finance
Industries
Banking
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Head of Regulatory Compliance employer: FincSelect
Join a dynamic and innovative fintech company in London, where you will play a pivotal role in shaping compliance strategies as they expand across Europe. With a strong focus on employee growth, the company offers a collaborative work culture that values your insights and encourages professional development. Enjoy the flexibility of a hybrid working model while being part of a high-growth environment gearing up for exciting new challenges.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Regulatory Compliance
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like FincSelect looking for candidates who are engaged and informed.
We think you need these skills to ace Head of Regulatory Compliance
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at FincSelect. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at FincSelect
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with FincSelect’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
