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- Tasks: Lead compliance strategy and oversee regulatory affairs in a high-growth fintech environment.
- Company: FincSelect, a dynamic UK payments firm expanding into investment services.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Why this job: Shape the future of compliance in a fast-paced, innovative industry.
- Qualifications: Senior compliance experience in FCA-regulated firms with MiFID knowledge.
- Other info: Join a passionate team and make a real impact on regulatory success.
The predicted salary is between 72000 - 108000 £ per year.
Compliance Director
Location: London (4 days in the office, 1 day from home)
Company: FincSelect – a high-growth UK payments firm scaling its regulatory footprint and preparing to obtain its MiFID licence to extend into investment services.
About the role
We’re looking for a Compliance Director who can take ownership of the regulatory journey — from strategy and governance through to day‑to‑day oversight, implementation, and engagement with the FCA.
Responsibilities
- Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II.
- Define and implement a robust Compliance Monitoring Programme, ensuring ongoing oversight of conduct, operational, and prudential risks.
- Manage and develop a small but very capable, junior team.
- Act as the main liaison with the FCA — overseeing authorisation submissions, regulatory engagement, and ongoing supervision.
- Shape and embed the compliance strategy, frameworks, and policies across payments, trading, and client money operations.
- Partner closely with the leadership team to align commercial growth with regulatory expectations.
Qualifications
- Proven experience at a senior compliance level within an FCA-regulated firm — must have MiFID experience. Payments and FX products desirable.
- A track record of building or scaling compliance frameworks in high-growth fintech or payments environments.
- Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance.
Seniority level
Director
Employment type
Full‑time
Job function
Finance
Industries
Banking
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Head of Regulatory Compliance employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Regulatory Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and fintech sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID II and FCA regulations. Be ready to discuss how you've successfully navigated compliance challenges in the past. Show them you’re not just a candidate, but the right fit for their team!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website for a smoother process! We’ve streamlined our application system to make it easier for you to showcase your skills and experience. Plus, it gives you a better chance of standing out to our hiring team!
We think you need these skills to ace Head of Regulatory Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Director. Highlight your experience with FCA regulations and MiFID compliance, as well as any relevant achievements in scaling compliance frameworks.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for FincSelect. Mention your strategic insights and hands-on expertise, and how they align with the company's goals.
Showcase Your Leadership Skills: Since you'll be managing a junior team, it's important to demonstrate your leadership abilities. Share examples of how you've developed teams in the past and how you plan to do the same at FincSelect.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at FincSelect
✨Know Your Regulatory Stuff
Make sure you brush up on MiFID II regulations and the FCA's expectations. Being able to discuss specific compliance frameworks and how they apply to FincSelect’s transition from payments to investment services will show that you're not just familiar with the rules, but that you can also implement them effectively.
✨Showcase Your Leadership Skills
Since you'll be managing a junior team, it's crucial to demonstrate your leadership style. Prepare examples of how you've successfully developed teams in the past, especially in high-growth environments. Highlight your ability to mentor and guide others through complex regulatory landscapes.
✨Align with Business Goals
FincSelect is looking for someone who can partner with the leadership team. Be ready to discuss how you can align compliance strategies with commercial growth. Think about how you can balance regulatory requirements with business objectives and prepare to share your insights on this.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in real-world compliance situations. Think about challenges you've faced in previous roles and how you navigated them. This will help you illustrate your hands-on expertise and strategic insight effectively.
