At a Glance
- Tasks: Lead compliance efforts and manage regulatory affairs in a high-growth payments firm.
- Company: Fast-paced fintech company focused on innovation and compliance.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Why this job: Join a dynamic team and shape the future of financial services compliance.
- Qualifications: Senior compliance experience in FCA-regulated firms and fintech expertise.
- Other info: Exciting opportunity to make a significant impact in a growing industry.
The predicted salary is between 80000 - 120000 £ per year.
A high-growth payments firm in the UK is seeking a Compliance Director to lead the compliance function as they transition to MiFID investment services. You will manage regulatory affairs, oversee compliance frameworks, and ensure alignment with FCA engagement.
The ideal candidate has senior compliance experience within FCA-regulated firms and a proven track record in fintech or payments. This is a full-time role with a focus on financial services.
Regulatory Compliance Director - MiFID & FCA Liaison in England employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Director - MiFID & FCA Liaison in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech and payments sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in regulatory compliance.
✨Tip Number 2
Prepare for interviews by brushing up on MiFID regulations and FCA guidelines. We recommend creating a cheat sheet of key points to discuss how your experience aligns with the role's requirements. Confidence is key!
✨Tip Number 3
Don’t just wait for job openings to pop up! Be proactive and reach out to companies you admire, even if they’re not advertising for a Compliance Director. A well-timed email can open doors we didn’t even know existed.
✨Tip Number 4
Apply through our website for a smoother process! We’ve streamlined applications to make it easier for you to showcase your skills and experience. Plus, it shows you’re serious about landing that Compliance Director role!
We think you need these skills to ace Regulatory Compliance Director - MiFID & FCA Liaison in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your senior compliance experience, especially within FCA-regulated firms. We want to see how your background aligns with the MiFID investment services transition.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role and how your proven track record in fintech or payments can benefit us at StudySmarter.
Showcase Your Regulatory Knowledge: In your application, don’t forget to mention your understanding of regulatory affairs and compliance frameworks. We’re looking for someone who can hit the ground running, so let us know what you know!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team.
How to prepare for a job interview at FincSelect
✨Know Your Regulations
Make sure you brush up on MiFID and FCA regulations before the interview. Being able to discuss these frameworks confidently will show that you’re not just familiar with compliance but that you’re ready to lead the charge in aligning the firm with these standards.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated compliance challenges, especially in fintech or payments. This will help demonstrate your senior compliance experience and how it directly relates to the role at hand.
✨Understand the Company’s Vision
Research the high-growth payments firm thoroughly. Understand their mission, values, and recent developments. This knowledge will allow you to tailor your responses and show how your expertise aligns with their goals, particularly during their transition to MiFID investment services.
✨Prepare Questions
Have a list of insightful questions ready to ask the interviewers. Inquire about their current compliance challenges or how they envision the compliance function evolving. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.