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- Tasks: Lead compliance strategy and oversee regulatory affairs in a high-growth fintech environment.
- Company: FincSelect, a dynamic UK payments firm expanding into investment services.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Why this job: Shape the future of compliance in a fast-paced industry and make a real impact.
- Qualifications: Senior compliance experience in FCA-regulated firms, with MiFID knowledge essential.
- Other info: Join a small, capable team and drive compliance in an innovative sector.
The predicted salary is between 72000 - 108000 £ per year.
Location: London (4 days in the office, 1 day from home)
Company: FincSelect – a high-growth UK payments firm scaling its regulatory footprint and preparing to obtain its MiFID licence to extend into investment services.
About the role
We’re looking for a Compliance Director who can take ownership of the regulatory journey — from strategy and governance through to day‑to‑day oversight, implementation, and engagement with the FCA.
Responsibilities
- Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II.
- Define and implement a robust Compliance Monitoring Programme, ensuring ongoing oversight of conduct, operational, and prudential risks.
- Manage and develop a small but very capable, junior team.
- Act as the main liaison with the FCA — overseeing authorisation submissions, regulatory engagement, and ongoing supervision.
- Shape and embed the compliance strategy, frameworks, and policies across payments, trading, and client money operations.
- Partner closely with the leadership team to align commercial growth with regulatory expectations.
Qualifications
- Proven experience at a senior compliance level within an FCA-regulated firm — must have MiFID experience. Payments and FX products desirable.
- A track record of building or scaling compliance frameworks in high-growth fintech or payments environments.
- Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance.
Seniority level: Director
Employment type: Full‑time
Job function: Finance
Industries: Banking
Head of Regulatory Compliance in England employer: FincSelect
Contact Detail:
FincSelect Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Regulatory Compliance in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and fintech sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your MiFID knowledge and regulatory frameworks. Be ready to discuss how you've successfully navigated compliance challenges in the past. Show them you’re not just a fit on paper but a real asset to their team.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email reiterating your interest in the role. It shows professionalism and keeps you top of mind for the hiring team.
✨Tip Number 4
Apply directly through our website! We love seeing candidates who are genuinely interested in joining us at FincSelect. Plus, it gives you a better chance of standing out in the application process.
We think you need these skills to ace Head of Regulatory Compliance in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Director. Highlight your experience with FCA regulations and MiFID compliance, as well as any relevant achievements in scaling compliance frameworks.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for FincSelect. Mention your strategic insights and hands-on expertise, and how they align with the company's goals.
Showcase Your Leadership Skills: Since you'll be managing a junior team, it's important to demonstrate your leadership abilities. Share examples of how you've developed teams in the past and how you plan to do the same at FincSelect.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at FincSelect
✨Know Your Regulatory Stuff
Make sure you brush up on MiFID II and the FCA's expectations. Being able to discuss specific regulations and how they apply to FincSelect will show that you're not just familiar with compliance but are genuinely passionate about it.
✨Showcase Your Leadership Skills
Since you'll be managing a junior team, prepare examples of how you've successfully led teams in the past. Highlight your ability to mentor and develop talent, as well as how you've navigated challenges in high-growth environments.
✨Demonstrate Strategic Thinking
FincSelect is looking for someone who can align compliance with commercial growth. Be ready to discuss how you've previously shaped compliance strategies that supported business objectives, and think about how you would approach this at FincSelect.
✨Engage with Real Scenarios
Prepare for situational questions that might involve regulatory dilemmas or compliance challenges. Think through how you would handle these situations, demonstrating both your strategic insight and hands-on expertise.