At a Glance
- Tasks: Provide holistic financial advice and build lasting client relationships.
- Company: Join one of the UK's fastest-growing financial firms, Ascot Lloyd.
- Benefits: Enjoy a generous pension, private medical, and fun perks to thrive.
- Other info: Dynamic growth environment with unlimited potential for self-development.
- Why this job: Make a real impact on clients' lives while driving your career forward.
- Qualifications: Diploma qualified in financial planning with proven advisory experience.
The predicted salary is between 50000 - 70000 £ per year.
Location: South East. Hybrid working (3 days per week in office, flexible for client visits).
Adviser Type: Restricted, Independent or Corporate.
Reports to: Regional Adviser Lead.
SMCR Function: Certified Position.
What’s on offer at Ascot Lloyd?
- Career Accelerator: Ascot Lloyd counts as one of the UK’s fastest-growing national firms. A chance to work autonomously and drive forward your career in a high growth environment.
- Benefits: We give access to a generous pension, private medical, life assurance, critical illness cover, electric car salary sacrifice and paid time off for celebrations and volunteering—plus fun perks to help you thrive at work and beyond!
- Recognition and reward: We provide market competitive compensation, performance bonuses, and longer-term incentives—plus the exciting chance to share in our success through the Adviser Equity Programme.
- Values-Driven: We put people first, championing a client-first approach, clarity, expertise, and collaboration.
- Support to Succeed: We invest in your personal and professional growth through our in-house Learning and Development Portal, tailored training plans, sponsorship of professional memberships, and much more.
What does advisory look like at Ascot Lloyd?
We stand behind our advisers, so they can stand out for their clients. At Ascot Lloyd, adviser success is a team effort. We’re building a great place to work, where teams are given tools and support they need to deliver the best possible service to clients. Join a team where support isn’t an extra, it’s everything. You’ll join at a time of huge strategic business growth, where future potential and self-development can be unlimited for the right individuals.
Your impact on our clientele:
- Be the face of Ascot Lloyd, actively promoting AL services, products and living our values in every conversation.
- Make your mark by achieving revenue targets and fuelling Ascot Lloyd’s growth—through both client retention and new business—while always putting clients first.
- Transform lives by delivering holistic financial advice that helps clients realise their goals and secure their futures.
- Build lasting partnerships through regular reviews, always adapting solutions to meet clients’ evolving needs.
- Expand your influence by forging strategic alliances with professional connections, opening doors to new opportunities and relationships.
- Spark growth by championing a culture of referrals, turning every client interaction into a chance to grow your network.
- Drive success by organically growing client relationships, identifying fresh opportunities and responding to the ever-changing business environment.
What you’ll bring to the position:
- Diploma qualified in financial planning (ideally chartered, or working towards Chartered status).
- Committed to continuous professional development, always keeping your CPD logs and training up to date.
- Proven experience in financial planning—independent, restricted, or corporate—demonstrating your ability to deliver outstanding advice.
- Capacity for new client development and great willingness to self-develop in this space as key part of your role in supporting AL’s impressive growth.
- Flexibility and a growth mindset to continuously support AL during high growth nationwide.
- Exceptional integrity and interpersonal communication skills both internally and externally.
- A track record of achieving challenging new client development goals in a regulated environment, with the drive to win and nurture recurring revenue too.
- Confident with back-office systems and meticulous in your attention to detail.
- Satisfactory Fit & Proper status, confirmed through Ascot Lloyd’s annual assessment—integrity is at the heart of everything you do.
Independent Financial Adviser employer: Financial Planning Firm
As a rapidly growing Financial Planning firm, we pride ourselves on fostering a supportive and dynamic work environment where our employees can thrive. With a focus on professional development, we offer extensive coaching and mentoring opportunities for our team of Financial Advisors, ensuring they deliver exceptional service to our clients. Located in a vibrant area, our office encourages collaboration and innovation, making it an excellent place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Independent Financial Adviser
✨Tip Number 1
Network like a pro! Get out there and connect with other financial advisers, attend industry events, and join relevant online forums. The more people you know, the better your chances of landing that dream role.
✨Tip Number 2
Show off your expertise! When you meet potential employers or clients, don’t be shy about sharing your knowledge. Offer insights on financial planning trends or tips that could help them. This will position you as a go-to expert in your field.
✨Tip Number 3
Be proactive! Don’t just wait for job openings to pop up. Reach out to companies you admire, like Ascot Lloyd, and express your interest in working with them. A little initiative can go a long way in making a lasting impression.
✨Tip Number 4
Utilise our website! We’ve got loads of resources and opportunities waiting for you. Apply through StudySmarter to streamline your job search and get noticed by top firms looking for talent like yours.
We think you need these skills to ace Independent Financial Adviser
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Independent Financial Adviser role. Highlight your relevant experience and qualifications, especially your financial planning diploma and any achievements in client development. We want to see how you can contribute to our growth!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to express your passion for financial advising and how you align with our values at Ascot Lloyd. Share specific examples of how you've helped clients achieve their goals—this will really grab our attention!
Showcase Your Growth Mindset:We love candidates who are committed to continuous professional development. In your application, mention any recent training or certifications you've pursued. This shows us you're ready to grow alongside Ascot Lloyd and adapt to our high-growth environment.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about what we offer and how you can fit into our team.
How to prepare for a job interview at Financial Planning Firm
✨Know Your Stuff
Make sure you’re well-versed in financial planning principles and the specifics of Ascot Lloyd’s services. Brush up on your knowledge about the company’s values and how they align with your own approach to client care.
✨Showcase Your Experience
Prepare to discuss your previous roles in financial planning, especially any achievements in client development. Use specific examples that highlight your ability to deliver outstanding advice and meet revenue targets.
✨Demonstrate Your Growth Mindset
Ascot Lloyd values continuous professional development, so be ready to talk about how you keep your skills sharp. Mention any recent training or certifications you’ve pursued and how they’ve helped you grow as an adviser.
✨Build Rapport
During the interview, focus on building a connection with your interviewers. Use your exceptional interpersonal skills to engage them in conversation, showing that you can foster strong relationships with clients and colleagues alike.
