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- Tasks: Design and deliver key compliance monitoring activities in a collaborative team.
- Company: Join FE fundinfo, a leading financial data provider with a supportive culture.
- Benefits: Enjoy 25 days of leave, enhanced parental leave, and sponsored learning opportunities.
- Why this job: Make a real impact in compliance while developing your expertise and career.
- Qualifications: 4+ years in compliance within asset management and strong attention to detail.
- Other info: Dynamic role with opportunities for learning and progression.
The predicted salary is between 36000 - 60000 £ per year.
This role offers genuine responsibility and visibility from day one, giving you the opportunity to design, own, and deliver key compliance monitoring activities within a small, collaborative team. You will gain exposure across a broad range of compliance disciplines, support an award-winning investment management division, and work closely with the Head of Compliance, contributing directly to Board reporting and regulatory outcomes. It is an excellent opportunity to develop your expertise in a role where your work has clear impact and where learning and progression are actively supported.
Responsibilities
- Owning, developing, and executing the compliance monitoring plan, including thematic and desk-based reviews and report production.
- Administering and overseeing the provision of compliance training via a third-party online provider.
- Reviewing marketing materials to ensure they meet regulatory and internal standards.
- Assisting with MI production for the Board to inform governance and decisions.
- Supporting regulatory reporting to ensure accurate, timely submissions.
- Updating compliance procedures for the areas within your remit.
- Regulatory horizon scanning.
- Additional tasks as determined by the Head of Compliance.
Qualifications and experience
- Around 4+ years experience within the Compliance function of an asset management firm.
- Hands-on experience in compliance monitoring.
- Strong attention to detail and the ability to produce accurate work.
- Highly organised with the ability to manage multiple tasks simultaneously.
- Clear and confident written and verbal communication with stakeholders.
About FE fundinfo
FE fundinfo is a leading financial data provider, connecting the investment industry across the UK, Europe, and Asia-Pacific through an integrated platform. Our skilled team empowers clients with data-driven insights, helping the industry navigate complexity with confidence.
Culture & Benefits
- 25 days of annual leave with the option to buy an extra 5 days each year.
- Enhanced paternity, maternity, and shared parental leave.
- Pension scheme.
- Sponsored learning and development, including formal qualifications.
- Private medical insurance as part of employee wellbeing.
- Discounted gym memberships.
- Bike to Work scheme for eco-friendly commuting.
Compliance Manager in London employer: Financial Express
Contact Detail:
Financial Express Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at firms you're interested in. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Be ready to discuss specific regulations and how you've handled compliance challenges in the past. Show them you’re not just a fit on paper but in practice too!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills. Plus, it shows you’re genuinely interested in joining our team at FE fundinfo.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your relevant experience in compliance monitoring and any specific achievements that align with the responsibilities listed in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Be sure to mention your experience with regulatory reporting and training, as these are key aspects of the role.
Showcase Your Attention to Detail: Since this role requires a strong attention to detail, make sure your application is free from typos and errors. A well-organised application reflects your ability to manage multiple tasks and produce accurate work, which is crucial for a Compliance Manager.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. This way, you can ensure all your documents are submitted correctly and you’ll be kept in the loop about your application status!
How to prepare for a job interview at Financial Express
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and practices, especially those relevant to asset management. Being able to discuss recent changes or trends in compliance will show that you're not just knowledgeable but also genuinely interested in the field.
✨Showcase Your Organisational Skills
Since the role requires managing multiple tasks, prepare examples from your past experience where you successfully juggled various responsibilities. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your organisational prowess.
✨Communicate Clearly
Practice articulating your thoughts clearly and confidently. Since you'll be working closely with stakeholders and producing reports for the Board, demonstrating strong verbal and written communication skills during the interview is crucial. Consider doing mock interviews with a friend to refine your delivery.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they support professional development. This not only shows your interest in the role but also helps you gauge if the company aligns with your career goals. It’s a win-win!
