Senior Regulatory Compliance Manager

Leading global investment management and affiliated services provider seeks a Senior Regulatory Compliance Manager to support its European CCO in ensuring the firm remains compliant with all regulations. The successful candidate will provide advice to the business on regulatory matters encompassing prudential as well as conduct, representing compliance on committees and chairing compliance-related forums. As a leadership role, the incumbent will also assist in the development of the compliance team, providing mentorship and performance feedback. Furthermore, you will lead oversight of the firm’s compliance risk assessment, ensuring adherence to risk management policies and frameworks. Candidates are sought with an appropriate level of compliance experience relative to the post gained predominantly in the asset and/or wealth management sectors, with working knowledge spanning SYSC, COBS, MIFIDPRU and ICARA.

Seniority level

• Mid-Senior level

Employment type

• Temporary

Job function

• Legal
• Industries: Financial Services and Investment Management

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