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- Tasks: Investigate market abuse cases and protect market integrity in the UK financial services.
- Company: Join the FCA, a key regulator in UK finance, ensuring fair markets.
- Benefits: Competitive salary, 25 days annual leave, and opportunities for professional growth.
- Why this job: Make a real impact on market integrity while developing your analytical skills.
- Qualifications: Experience in UK equity markets and understanding of market abuse regulations.
- Other info: Dynamic team environment with a focus on learning and collaboration.
The predicted salary is between 52400 - 68200 ÂŁ per year.
Division: Market Oversight
Department: Secondary Market Oversight
Salary: National (Edinburgh and Leeds) ranging from ÂŁ52,400 to ÂŁ68,200 and London from ÂŁ57,700 to ÂŁ75,300 (salary offered will be based on skills and experience)
This role is graded as: Senior Associate - Regulatory
About the FCA and team
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
The Market Oversight Directorate oversees conduct in UK primary and secondary markets through the listing, prospectus, and market abuse regimes, aiming to promote trusted, orderly, and efficient markets via its four departments: Listing, Primary Market Oversight, Secondary Market Oversight, and Market Oversight Data & Intelligence.
The Secondary Market Oversight (SMO) Department addresses all aspects of market abuse in secondary markets to maintain clean and transparent markets. We do this by working with some of the richest datasets and intelligence in the world, deploying state‑of‑the‑art analytics and bringing together a diverse mix of experienced investigators, regulators, markets professionals and data scientists.
We have an exciting opportunity to join one of our Insider Dealing (ID) teams. The ID teams hold the primary responsibility of identifying and reviewing potential cases of equity insider dealing that do not fit the criteria of being perpetrated by organised criminal groups. As part of the FCA’s enhanced focus on non‑equity market abuse, the remit and capabilities of these teams has expanded to incorporate allegations of market abuse in the Fixed Income markets.
Role responsibilities
- Reviewing and assessing notifications and allegations of potential insider dealing from sources such as STORs, whistleblowers and the market‑abuse inbox, enabling the team to protect market integrity
- Making informed, timely and evidence‑based recommendations on allegations, including escalating the most serious cases to Enforcement, to support swift, proportionate and effective regulatory action
- Managing your own portfolio of complex casework with autonomy and discipline, ensuring consistent progress and high‑quality outcomes across a diverse workload
- Applying financial markets expertise to support Enforcement investigations, contributing valuable insight that strengthens case quality and improves the likelihood of successful outcomes
- Developing and delivering impactful non‑Enforcement interventions, helping to drive behavioural change and reduce the risk of future market abuse
- Contributing to thematic workstreams across the FCA, sharing intelligence and collaborating with other teams
- Applying and sharing knowledge and expertise across the department, helping colleagues build capability and contributing to a learning‑driven, high‑performance culture
Skills required
- Practical experience in UK equity markets, gained in a financial services firm, trading venue or financial services regulator
- Prior experience or understanding of the mechanics of corporate events and drivers of share price movements
- Experience in or an understanding of compliance and surveillance of equity products
- Understanding of the UK Market Abuse Regulation (UK MAR)
- Strong analytical and communications skills
- The ability to make sound, evidence‑based judgements and recommendations alongside a flexible and adaptable approach
- Curiosity with an enthusiasm for learning and sharing knowledge
- Self‑starter with proactive approach to acquiring skills and getting the job completed
Benefits
25 days annual leave plus
Senior Market Abuse Enquiries Investigator in London employer: Financial Conduct Authority
Contact Detail:
Financial Conduct Authority Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Market Abuse Enquiries Investigator in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those who work at the FCA or similar organisations. A friendly chat can open doors and give you insights that might just set you apart from the competition.
✨Tip Number 2
Prepare for interviews by diving deep into market abuse cases. Familiarise yourself with recent trends and regulations. We want to see your passion and knowledge shine through when discussing how you can contribute to maintaining market integrity.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled complex casework in the past. We love candidates who can demonstrate their ability to make sound, evidence-based recommendations under pressure.
✨Tip Number 4
Don’t forget to apply through our website! It’s the only way to ensure your application gets seen. Plus, it shows you’re serious about joining our team and contributing to a high-performance culture.
We think you need these skills to ace Senior Market Abuse Enquiries Investigator in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Market Abuse Enquiries Investigator role. Highlight your experience in UK equity markets and any relevant skills that match the job description. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market integrity and how your skills can contribute to our team. Keep it concise but impactful – we love a good story that connects your experience to our mission.
Showcase Your Analytical Skills: Since this role requires strong analytical abilities, make sure to include examples of how you've used these skills in past roles. Whether it's through casework or compliance, we want to see how you approach problem-solving and decision-making.
Apply Through Our Website: Don't forget to submit your application through our online portal! Applications sent via social media or email won't be accepted, so make sure you follow the process. We can't wait to see what you bring to the table!
How to prepare for a job interview at Financial Conduct Authority
✨Know Your Market Abuse Regulations
Make sure you brush up on the UK Market Abuse Regulation (UK MAR) before your interview. Understanding the ins and outs of these regulations will not only show your expertise but also demonstrate your commitment to maintaining market integrity.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical skills in previous roles. Think about how you assessed complex cases or made evidence-based recommendations, as this will be crucial for the Senior Market Abuse Enquiries Investigator role.
✨Demonstrate Your Curiosity
The FCA values a proactive approach to learning. Be ready to share instances where your curiosity led you to uncover insights or improve processes. This will highlight your enthusiasm for the role and your ability to contribute to a high-performance culture.
✨Prepare Questions for Your Interviewers
Have a few thoughtful questions ready for your interviewers. This could be about the team dynamics, ongoing projects, or how they measure success in the role. It shows you're genuinely interested and engaged, which can set you apart from other candidates.
