At a Glance
- Tasks: Investigate market abuse cases and ensure market integrity in the UK financial services.
- Company: Join the FCA, a key regulator in the UK financial market.
- Benefits: Competitive salary, 25 days annual leave, and opportunities for professional growth.
- Why this job: Make a real impact on market fairness and consumer protection.
- Qualifications: Experience in UK equity markets and understanding of market abuse regulations.
- Other info: Dynamic team environment with a focus on learning and collaboration.
The predicted salary is between 43100 - 60033 ÂŁ per year.
This role is graded as: Associate - Level 8 - Regulatory.
About the FCA and team:
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
The Market Oversight Directorate oversees conduct in UK primary and secondary markets through the listing, prospectus, and market abuse regimes, aiming to promote trusted, orderly, and efficient markets via its four departments: Listing, Primary Market Oversight, Secondary Market Oversight, and Market Oversight Data & Intelligence.
The Secondary Market Oversight (SMO) Department addresses all aspects of market abuse in secondary markets to maintain clean and transparent markets. We do this by working with some of the richest datasets and intelligence in the world, deploying state‑of‑the‑art analytics and bringing together a diverse mix of experienced investigators, regulators, markets professionals and data scientists.
We have an exciting opportunity to join one of our Insider Dealing (ID) teams. The ID teams hold the primary responsibility of identifying and reviewing potential cases of equity insider dealing that do not fit the criteria of being perpetrated by organised criminal groups. As part of the FCA’s enhanced focus on non‑equity market abuse, the remit and capabilities of these teams has expanded to incorporate allegations of market abuse in the Fixed Income markets.
Role responsibilities:
- Reviewing and assessing notifications and allegations of potential insider dealing from sources such as STORs, whistle‑blowers and the market‑abuse inbox, enabling the team to protect market integrity.
- Managing your own portfolio of casework with autonomy and discipline, ensuring consistent progress and high‑quality outcomes across a diverse workload.
- Applying financial markets expertise to support Enforcement investigations, contributing valuable insight that strengthens case quality and improves the likelihood of successful outcomes.
- Developing and delivering impactful non‑Enforcement interventions, helping to drive behavioural change and reduce the risk of future market abuse.
- Contributing to thematic workstreams across the FCA, sharing intelligence and collaborating with other teams.
- Sharing knowledge and expertise across the department, contributing to a learning‑driven, high‑performance culture.
Skills required:
- Minimum: Practical experience in UK equity markets, gained in a financial services firm, trading venue or financial services regulator.
- Proven experience in or an understanding of compliance and surveillance of equity products.
- Essential: Understanding of the UK Market Abuse Regulation (UK MAR).
- Strong analytical and communications skills.
- The ability to make sound, evidence‑based judgements alongside a flexible and adaptable approach.
- Curiosity with an enthusiasm for learning and sharing knowledge.
- Self‑starter with proactive approach to acquiring skills and getting the job completed.
Benefits: 25 days annual leave plus.
Market Abuse Enquiries Investigator in Edinburgh employer: Financial Conduct Authority
Contact Detail:
Financial Conduct Authority Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse Enquiries Investigator in Edinburgh
✨Tip Number 1
Network like a pro! Reach out to professionals in the financial services sector, especially those who work in market oversight. Attend industry events or webinars to make connections and learn more about the role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK Market Abuse Regulation. Be ready to discuss how your experience aligns with the responsibilities of the Market Abuse Enquiries Investigator role.
✨Tip Number 3
Showcase your analytical skills during interviews. Bring examples of how you've used data to make informed decisions in past roles, as this will demonstrate your fit for the position.
✨Tip Number 4
Don't forget to apply through our website! It's the best way to ensure your application is seen by the right people. Plus, it shows you're serious about joining the FCA team.
We think you need these skills to ace Market Abuse Enquiries Investigator in Edinburgh
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Market Abuse Enquiries Investigator role. Highlight your experience in UK equity markets and any relevant compliance knowledge. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market integrity and how your background makes you a great fit for our team. Keep it engaging and relevant to the role.
Showcase Your Analytical Skills: Since this role requires strong analytical abilities, be sure to include examples of how you've used these skills in past roles. We love seeing evidence-based judgements in action, so don’t hold back!
Apply Through Our Website: Remember, applications must be submitted through our online portal. Don’t send them via social media or email, as we won’t be able to accept those. Head over to our website and get your application in!
How to prepare for a job interview at Financial Conduct Authority
✨Know Your Market Abuse Regulations
Make sure you brush up on the UK Market Abuse Regulation (UK MAR) before your interview. Understanding the ins and outs of these regulations will not only show your expertise but also demonstrate your commitment to maintaining market integrity.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical skills in financial markets. Whether it's assessing notifications or managing casework, having concrete examples ready will help you stand out as a candidate who can contribute valuable insights.
✨Demonstrate Your Curiosity
The role requires a proactive approach and a thirst for knowledge. Be ready to share instances where you've taken the initiative to learn something new or improve a process. This will highlight your enthusiasm for the role and your fit within a learning-driven culture.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare thoughtful questions about the team dynamics, ongoing projects, or how they measure success in the role. This shows you're genuinely interested and helps you assess if the company is the right fit for you.