b Overview /b p In this role you will advise on regulatory requirements affecting retail investment services, shaping policy and guidance within the FCA Handbook. You will contribute to supervisory and policy work and take ownership of your actions while guiding junior colleagues. The role sits in the Investments team within Legal, supporting consumer protection and market integrity. You will work across cross-cutting projects like Consumer Duty and financial promotions to deliver pragmatic, compliant outcomes. This is a chance to influence regulation in a high-impact area of UK finance. /p b Pay / Benefits /b ul li 25 days annual leave plus bank holidays /li li Non-contributory pension (8–12%) and life assurance at eight times salary /li li Private healthcare with Bupa, income protection and EAP /li li 35 hours volunteering annually /li li Flexible benefits scheme /li li Office presence: London, Leeds, Edinburgh /li /ul b Responsibilities /b ul li Advise on the application and effect of regulatory requirements to ensure compliance with rules, legislation and law /li li Devise and implement creative and pragmatic solutions /li li Contribute to FCA supervisory and policy work, including drafting rules and guidance in the FCA Handbook /li li Maintain a high level of ownership and accountability for actions /li li Supervise less experienced team members /li li Engage with cross-cutting issues across retail investment services /li /ul b Key requirements /b ul li Qualified lawyer (solicitor, barrister or Chartered Legal Executive or overseas equivalents) with ~3 years PQE /li li Experience and understanding of public law and financial services law, especially FSMA, FCA rules, policy making and regulator powers /li /ul ul li Strong analytical ability /li li Quick learner with enthusiasm for new issues /li li Pragmatic, outcome-focused advisory style /li li Knowledge of retail investments law /li li Understanding of FSMA and FCA handbook/frameworks /li li Policy development and drafting rules and guidance /li /ul
Lawyer- Retail Investment Services employer: Financial Conduct Authority (FCA)
The FCA is an exceptional employer, offering a dynamic work environment where you can make a significant impact on the financial services industry. With a strong commitment to employee development, a diverse and inclusive culture, and comprehensive benefits including private healthcare and generous leave, you'll find ample opportunities for growth and collaboration in our Edinburgh, Leeds, and London offices. Join us to be part of a team that values innovation and integrity while shaping the future of UK finance.
Contact Details:
Financial Conduct Authority (FCA) Recruitment Team
