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- Tasks: Ensure compliance with FCA regulations and GDPR while conducting audits and managing documentation.
- Company: Leading financial services firm in Greater London with a commitment to client service.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a team dedicated to regulatory excellence and make a real difference in client service.
- Qualifications: Experience in compliance and strong attention to detail required.
- Other info: Opportunity for career growth in a dynamic financial sector.
The predicted salary is between 43200 - 72000 £ per year.
A leading financial services firm in Greater London is seeking a Compliance Executive to support the effective operation of its compliance framework. This role involves ensuring adherence to FCA regulations and GDPR, conducting audits, managing documentation, and fostering a culture of regulatory excellence. The ideal candidate will contribute to the company's commitment to outstanding client service. Interested candidates should apply with a CV and covering letter.
Senior Compliance Executive in London employer: Fidelius Group
Contact Detail:
Fidelius Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Executive in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Senior Compliance Executive role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and GDPR. We recommend creating a cheat sheet of key points to discuss, so you can showcase your knowledge and confidence when it comes to compliance.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values. We suggest researching the firm’s culture and commitment to regulatory excellence to tailor your approach and show them you’re the perfect fit.
✨Tip Number 4
Follow up after your application! A quick email expressing your enthusiasm can set you apart from other candidates. We believe showing genuine interest can make a big difference in the hiring process.
We think you need these skills to ace Senior Compliance Executive in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with FCA regulations and GDPR. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our culture of regulatory excellence. Keep it engaging and personal.
Be Clear and Concise: When writing your application, clarity is key. We appreciate straightforward language that gets to the point. Avoid jargon unless it’s necessary, and make sure your main points stand out.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Fidelius Group
✨Know Your Regulations
Make sure you brush up on FCA regulations and GDPR before the interview. Being able to discuss these topics confidently will show that you understand the compliance landscape and are ready to contribute to the firm's commitment to regulatory excellence.
✨Showcase Your Audit Experience
Prepare specific examples of audits you've conducted in the past. Discussing your approach, findings, and how you managed documentation will demonstrate your hands-on experience and problem-solving skills, which are crucial for this role.
✨Emphasise Client Service
Since the company values outstanding client service, think about how compliance impacts client relationships. Be ready to share instances where you've balanced compliance with client needs, showcasing your ability to foster a culture of regulatory excellence while maintaining high service standards.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and future challenges they might face. This not only shows your interest in the role but also your proactive mindset in contributing to their compliance efforts.
