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- Tasks: Ensure compliance with regulations and conduct audits to maintain excellence.
- Company: Join Fidelius, a top-rated financial advice firm focused on client service.
- Benefits: Enjoy competitive salary, professional development, and a supportive work culture.
- Why this job: Make a real difference in regulatory compliance while growing your career.
- Qualifications: Strong attention to detail and understanding of compliance regulations.
- Other info: Be part of a dynamic team with opportunities for career advancement.
The predicted salary is between 30000 - 50000 £ per year.
To support the effective operation of the Group’s compliance framework. The role ensures adherence to FCA regulations, GDPR, internal policies, and wider regulatory obligations by conducting monitoring activities, undertaking audits, managing documentation, and contributing to a culture of regulatory excellence.
At Fidelius, we pride ourselves on excellent client service, we focus on Financial Planning for the future and believe that our people are the key to our success.
Compliance Executive ( View Job Description ) in London employer: Fidelius Group
Contact Detail:
Fidelius Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive ( View Job Description ) in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, attend industry events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and GDPR. Show us that you’re not just familiar with the rules but also passionate about compliance. We love candidates who can demonstrate their knowledge and commitment!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets seen. Plus, it shows us you’re genuinely interested in being part of our team at Fidelius.
We think you need these skills to ace Compliance Executive ( View Job Description ) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Executive role. Highlight your experience with FCA regulations, GDPR, and any relevant audits or monitoring activities you've conducted. We want to see how your skills align with our commitment to regulatory excellence!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our culture of excellence. Keep it concise but impactful – we love a good story that showcases your journey.
Showcase Your Attention to Detail: In compliance, attention to detail is key. Make sure your application is free from typos and errors. A well-organised application reflects your ability to manage documentation effectively, which is crucial for this role at Fidelius.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of success. It’s straightforward and ensures your application gets to the right place. Plus, we love seeing candidates who take the initiative!
How to prepare for a job interview at Fidelius Group
✨Know Your Regulations
Make sure you brush up on FCA regulations, GDPR, and any internal policies relevant to the role. Being able to discuss these confidently will show that you're serious about compliance and understand the importance of regulatory frameworks.
✨Showcase Your Audit Skills
Prepare examples from your past experiences where you've conducted audits or monitoring activities. Be ready to explain your approach and how it contributed to a culture of regulatory excellence. This will demonstrate your practical knowledge and problem-solving abilities.
✨Emphasise Client Service
Since Fidelius prides itself on excellent client service, think of ways you can highlight your commitment to client satisfaction. Share stories that illustrate how you've gone above and beyond to ensure clients are well-informed and compliant with regulations.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and how they measure success in this area. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and career goals.
