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- Tasks: Support compliance operations and ensure adherence to regulations through audits and monitoring.
- Company: Join Fidelius, a top-rated financial advice firm focused on client service and regulatory excellence.
- Benefits: Enjoy competitive salary, professional development, and a supportive work culture.
- Why this job: Make a real impact in compliance while growing your career in a dynamic environment.
- Qualifications: Strong attention to detail and a passion for regulatory frameworks.
- Other info: Be part of a team that values your contributions and fosters career growth.
The predicted salary is between 36000 - 60000 £ per year.
To support the effective operation of the Group’s compliance framework. The role ensures adherence to FCA regulations, GDPR, internal policies, and wider regulatory obligations by conducting monitoring activities, undertaking audits, managing documentation, and contributing to a culture of regulatory excellence.
At Fidelius, we pride ourselves on excellent client service, we focus on Financial Planning for the future and believe that our people are the key to our success.
If you have an issue applying, please send your CV & Covering Letter to HR@fidelius.co.uk along with the job role you wish to apply for.
Compliance Executive ( View Job Description ) employer: Fidelius Group
Contact Detail:
Fidelius Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive ( View Job Description )
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, attend industry events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Executive role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and GDPR. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your knowledge and experience in compliance. Show them you’re ready to contribute to their culture of regulatory excellence!
✨Tip Number 3
Don’t forget to tailor your approach! When applying through our website, make sure your CV highlights relevant skills and experiences that align with the job description. We want to see how you can support the effective operation of the compliance framework.
✨Tip Number 4
Follow up after your interview! A quick thank-you email can go a long way in showing your enthusiasm for the role. We love candidates who take initiative and demonstrate their interest in being part of our team at Fidelius.
We think you need these skills to ace Compliance Executive ( View Job Description )
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Executive role. Highlight your experience with FCA regulations, GDPR, and any relevant audits or monitoring activities you've been involved in. We want to see how you can contribute to our culture of regulatory excellence!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our values at Fidelius. Remember, we love excellent client service, so share any experiences that showcase this.
Be Clear and Concise: When filling out your application, keep it clear and concise. We appreciate straightforward communication, especially in compliance roles. Make sure to get straight to the point while still showcasing your qualifications.
Apply Through Our Website: We encourage you to apply through our website for the best chance of success. It’s super easy, and you’ll be able to follow the application process step-by-step. If you hit any snags, don’t hesitate to reach out to us at HR@fidelius.co.uk!
How to prepare for a job interview at Fidelius Group
✨Know Your Regulations
Make sure you brush up on FCA regulations, GDPR, and any internal policies relevant to the role. Being able to discuss these confidently will show that you're serious about compliance and understand the importance of regulatory frameworks.
✨Showcase Your Audit Skills
Prepare examples of past experiences where you've conducted audits or monitoring activities. Be ready to explain your approach and how it contributed to a culture of regulatory excellence. This will demonstrate your practical knowledge and problem-solving abilities.
✨Emphasise Client Service
Fidelius prides itself on excellent client service, so think about how your compliance work can enhance client relationships. Share examples of how you've balanced compliance with client needs in previous roles to highlight your understanding of this crucial aspect.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and how they measure success in this area. This shows your genuine interest in the role and helps you assess if the company’s values align with yours.
