Senior Compliance Monitoring

Head of Compliance (SMF16/17) Brokerage (CFD) City Up to £125K plus bonus and benefits Head of Compliance (SMF16 & SMF17) Location: London Employment Type: Full-time, permanent We’re helping a fast-growing financial services firm hire a new Head of Compliance . This is a key leadership role and will take over the SMF16 & SMF17 functions from the Executive Director—so you’ll be front and centre when it comes to shaping the compliance culture and future of the business. What’s the role? You’ll own the compliance function. That means full autonomy to run, improve, and evolve it—whether that’s enhancing controls, introducing automation, or building a proactive risk culture. This isn’t a box-ticking job. You’ll be expected to think ahead, anticipate challenges before they arise, and bring practical, hands-on solutions to the table. What we’re looking for: Deep experience in compliance within a CFD or similar retail trading environment Confidence to take on SMF16 & SMF17 responsibilities A strong grasp of regulatory expectations and how to meet them A highly proactive, organised, and forward-thinking approach Someone who thrives in a fast-paced, high-growth environment What you’ll gain: Ownership of the entire compliance function Autonomy to make decisions and shape how things are done A real chance to improve processes, introduce efficiencies , and leave your mark Direct access to senior leadership and influence at the highest level The excitement and challenge of working in a firm that’s scaling quickly This is the ideal role for someone who knows compliance inside-out and wants the chance to run things their way—without red tape. If that sounds like you, let’s talk.