At a Glance
- Tasks: Lead compliance efforts and shape financial crime frameworks across international operations.
- Company: Dynamic private equity-backed financial services group with a global presence.
- Benefits: Competitive salary, bonus potential, and flexible remote/hybrid work options.
- Other info: Opportunity to build a compliance team and frameworks from the ground up.
- Why this job: Make a significant impact on compliance strategy in a growing international firm.
- Qualifications: Experience in SMF16/17 roles and multi-jurisdictional compliance expertise required.
The predicted salary is between 150000 - 150000 £ per year.
A private equity-backed financial services group — around 60 people, operating across seven locations internationally — is hiring a Global Head of Compliance to hold the SMF16 (Compliance Oversight) and SMF17 (MLRO) functions. The immediate priority is getting the UK compliance and financial crime framework in excellent shape. From there, the role carries overall ownership of compliance across the group's entire international footprint. Most overseas jurisdictions are currently supported through outsourced compliance arrangements — you'll be the person who decides when and how those functions get brought in-house as the business grows, and who builds the team to do it.
What you'll own:
- The SMF16 and SMF17 functions, acting as the firm's principal point of contact with the FCA on compliance and AML matters
- Design and effectiveness of the group's compliance, SM&CR and financial crime frameworks, starting with the UK
- Compliance oversight across all international entities, working with outsourced providers today and shaping the roadmap to bring capability in-house over time
- AML/CTF frameworks, due diligence standards, sanctions screening and financial crime training group-wide
- Credible challenge at Board and Executive Committee level
- Regulatory change management and horizon scanning, extending your regulator relationships beyond the FCA as the international function matures
What we're looking for:
- Proven experience holding SMF16 and/or SMF17 in a regulated investment firm
- Genuine multi-jurisdictional compliance experience — not just UK exposure. Ideally you've secured licences or managed regulatory relationships in markets like Portugal, the UAE or similar
- The judgement to operate effectively where compliance is currently outsourced in some locations, and the commercial sense to know what to bring in-house, and when
- A track record of building or embedding compliance frameworks from the ground up
- Confidence operating at Board/ExCo level, translating regulatory requirements into practical, commercial solutions
The package:
- Circa £150,000 base salary, plus bonus
- A London office is available, though most of the team works remotely/hybrid
Head of Compliance employer: Fidarsi
Fidarsi offers a dynamic and supportive work environment in the heart of London, making it an excellent employer for those seeking to thrive in a fast-paced investment management setting. With a strong emphasis on employee engagement and a collaborative culture, team members are encouraged to contribute to a positive office atmosphere while benefiting from opportunities for professional growth and development. The company values its employees by providing a first-class experience and fostering a sense of community through various initiatives and events.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Fidarsi. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Head of Compliance
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Fidarsi.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Fidarsi's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Fidarsi
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Fidarsi.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Fidarsi will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Fidarsi employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
