Ferguson Dean in Manchester is seeking a role focused on regulatory compliance and ensuring advice suitability. You will conduct file and annual reviews and collaborate with all areas of the business to challenge policies and improve efficiencies.
You will develop, review, and update policies and regulatory documents to maintain standards, while ensuring complaint handling aligns with guidelines. This role supports ongoing compliance and operational excellence.
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Financial Planning Compliance Specialist in Manchester employer: Ferguson Dean
Ferguson Dean is an outstanding employer, offering a dynamic work culture in Carlisle that prioritises employee growth and development. With competitive salaries and executive benefits, the company fosters a supportive environment where advisors can thrive while managing high-net-worth portfolios. This role not only provides full technical support but also encourages proactive client management, making it an ideal opportunity for those looking to advance their careers in financial advisory.
