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- Tasks: Provide financial planning advice and manage a £25m client portfolio.
- Company: Join a prestigious Chartered Financial Planning firm with HNW and UHNW clients.
- Benefits: Enjoy a competitive salary, bonuses, flexible working, and full technical support.
- Why this job: Be part of a growing firm with a strong reputation and impactful client relationships.
- Qualifications: Diploma Level 4 required; ideally working towards Chartered status.
- Other info: Opportunity for professional growth and continuous development in a supportive environment.
The predicted salary is between 28000 - 42000 £ per year.
A Chartered Financial Planning firm are looking to bring on board an Adviser to work with an existing client portfolio. The firm are a national practice and have recently completed the purchase of a prestigious firm in the West Midlands. As such they require an Adviser to take over a portfolio of c. £25m AUM. All clients and technical support would be provided. Package You will receive competitive salary (£35k to £50k ) benefits, bonus, technical/paraplanning support and flexible working arrangements The company A Chartered Financial Planning firm, working with HNW and UHNW clients The Role Providing financial planning advice to clients Management of a portfolio of c£25m AUM Meeting with professional introducers to discuss requirements Use of Voyant Taking clients through a lifestyle financial planning journey, advising appropriately as required Maintaining up to date and compliant client files in conjunction with the technical team. Keeping up to date CPD The candidate Diploma Level 4 as a minimum, ideally working towards Chartered Ability to manage and maximise portfolios, in line with TCF and FCA requirements Knowledge of general planning and also ideally VCT, EIS and IHT matter Use of Cash Flow modelling and lifestyle planning as required Next steps Apply with a CV to below email for confidential discussion and review of opportunity and process
Independent Financial Advisor employer: Ferguson Dean
Contact Detail:
Ferguson Dean Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Advisor
✨Tip Number 1
Familiarize yourself with the specific financial planning tools mentioned in the job description, such as Voyant. Being able to demonstrate your proficiency with these tools during discussions can set you apart from other candidates.
✨Tip Number 2
Network with professionals in the financial advisory space, especially those who work with HNW and UHNW clients. Building relationships with potential introducers can help you understand their needs and how you can meet them.
✨Tip Number 3
Stay updated on the latest trends and regulations in financial planning, particularly those related to TCF and FCA requirements. This knowledge will not only enhance your credibility but also show your commitment to compliance and best practices.
✨Tip Number 4
Prepare to discuss your experience managing portfolios, especially in relation to EIS, VCT, and IHT matters. Highlighting your relevant experience will demonstrate your capability to handle the existing client portfolio effectively.
We think you need these skills to ace Independent Financial Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial planning, particularly with high-net-worth clients. Emphasize your Diploma Level 4 and any progress towards Chartered status.
Showcase Relevant Skills: In your application, clearly outline your ability to manage portfolios and your knowledge of VCT, EIS, and IHT matters. Mention your experience with cash flow modeling and lifestyle planning.
Highlight Client Management Experience: Discuss your previous experience managing client portfolios, especially if you have worked with similar AUM figures. This will demonstrate your capability to handle the existing client portfolio effectively.
Express Your Commitment to CPD: Mention your commitment to continuing professional development (CPD) and how you stay updated with industry regulations and best practices. This shows your dedication to maintaining compliance and providing quality advice.
How to prepare for a job interview at Ferguson Dean
✨Showcase Your Financial Expertise
Be prepared to discuss your experience with managing portfolios, especially in relation to high-net-worth clients. Highlight any specific achievements or strategies you've implemented that have led to successful financial planning outcomes.
✨Demonstrate Knowledge of Relevant Regulations
Familiarize yourself with TCF and FCA requirements, as well as any recent changes in financial regulations. This will show that you are not only knowledgeable but also committed to compliance and best practices in financial advising.
✨Prepare for Lifestyle Financial Planning Discussions
Since the role involves guiding clients through a lifestyle financial planning journey, think about how you would approach this. Be ready to discuss your methodology and any tools you use, such as cash flow modeling, to support your advice.
✨Engage with Professional Introducers
Understand the importance of building relationships with professional introducers. Prepare examples of how you've successfully collaborated with other professionals in the past to enhance client service and expand your network.
